6362 SAYILI SERMAYE PİYASASI KANUNU İLE YAPILAN DÜZENLEME SONRASI GENEL YATIRIM TAVSİYESİ VE İZİNSİZ YATIRIM DANIŞMANLIĞI

Osman Bahadır Si̇nan, Ahmet Tok
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Abstract

The abolished Capital Market Law numbered 2499 has been modified significantly at the beginning and end of 1990’s and repealed by the new Capital Market Law No. 6362 (Law) which entered into force on December 30th, 2012. There is no concept of “general investment advice” in the abolished Capital Market Law and all investment advisory activities are defined as capital market activities in that Law. With the new Law, general investment recommendation has become free and it has become obligatory to obtain permission from the Capital Markets Board in order to carry out investment services and activities as a regular occupation, commercial or professional activity. Mentioned regulations are based on the relevant directives of the European Union. Comments and recommendations based on an anonymous investor, without considering the risk or return criteria of a particular person, are classified as general investment recommendation.
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被废除的第2499号资本市场法在20世纪90年代初和末进行了重大修改,并被2012年12月30日生效的新资本市场法第6362号(法)所废除。在已废除的《资本市场法》中没有“一般投资咨询”的概念,所有投资咨询活动在该法中都被定义为资本市场活动。根据新的法律,一般投资建议已成为免费的,并且必须获得资本市场委员会的许可,以便将投资服务和活动作为常规职业,商业或专业活动进行。上述法规以欧盟相关指令为基础。基于匿名投资者的评论和建议,不考虑特定个人的风险或回报标准,被归类为一般投资建议。
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