Calibrating autonomy: How bureaucratic autonomy influences government quality in Brazil

Governance Pub Date : 2024-04-08 DOI:10.1111/gove.12865
Katherine Bersch, Francis Fukuyama
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Abstract

The interactions between bureaucratic agencies and political actors shape governance outcomes, yet scholars disagree about how bureaucratic autonomy relates to government quality. Some claim that enhancing autonomy improves quality, whereas others maintain the opposite. An influential article by Fukuyama (2013) in Governance suggests a curvilinear relationship, moderated by capacity. This article evaluates the theory empirically, focusing on within‐country variation and two dimensions of autonomy: independence and discretion. Drawing on an original survey of over 3200 public sector workers in Brazil and administrative data on 325,000 public servants, we find evidence suggesting that the relationship between perceived autonomy and quality depends on the type of perceived autonomy and level of capacity. Public servants' perceptions of independence from political actors are associated with increased perceptions about governance quality in a linear fashion. For perceived discretion, we find initial evidence of a Goldilocks relationship: too little reduces perceptions of government quality but so does too much, especially in low‐capacity areas. Our findings offer initial evidence that may qualify claims that limiting bureaucratic discretion while increasing political oversight improves governance; instead, context may be crucial.
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校准自治:巴西的官僚自治如何影响政府质量
官僚机构与政治参与者之间的互动影响着治理结果,但学者们对官僚自治与政府质量之间的关系存在分歧。一些学者认为,加强自主性可以提高政府质量,而另一些学者则持相反观点。福山(Fukuyama)(2013 年)在《治理》(Governance)杂志上发表了一篇颇具影响力的文章,认为两者之间存在曲线关系,并受能力的调节。本文对这一理论进行了实证评估,重点关注国家内部的差异以及自主权的两个维度:独立性和自由裁量权。通过对巴西 3200 多名公共部门工作人员的原始调查以及对 32.5 万名公务员的行政管理数据,我们发现有证据表明,感知自治与质量之间的关系取决于感知自治的类型和能力水平。公务员对独立于政治行为者的感知与对治理质量感知的增加呈线性关系。在感知的自由裁量权方面,我们发现了金锁关系的初步证据:过少会降低对政府质量的感知,但过多也会降低对政府质量的感知,尤其是在能力较低的地区。我们的研究结果提供了初步证据,可以证明限制官僚自由裁量权同时加强政治监督能改善治理的说法是有道理的;相反,环境可能是关键。
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