FiST-Financial Style Transfer with Hallucination and Creativity Control Framework

Sohini Roychowdhury, Marko Krema, Brian Moore, Xingjian Lai, Dike Effedua, Bharat Jethwani
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Abstract

Financial report generation using general purpose large language models pose two major challenges, including the lack of compound sentences and hallucinations. Advanced prompt engineering and retrieval augmented generation (RAG) techniques are incapable of curing the writing style discrepancies. In this work we propose a novel two-stage fine-tuning process wherein public domain financial reports are processed into prompt-completions and augmented using simple LLM prompts to then enable sectional financial report generation using minimal instructions and tabular data inputs. Our proposed fine-tuning framework results doubles the number of correct questions answers and reduces hallucinations by over 50%. Additionally, the two-stage fine tuned models have lower perplexity, improved ROUGE, TER and BLEU scores, higher creativity and knowledge density with lower uncertainty and cross entropy.
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FiST--金融风格转移与幻觉和创造力控制框架
使用通用大型语言模型生成财务报告面临两大挑战,包括缺乏复合句和幻觉。先进的提示工程和检索增强生成(RAG)技术无法解决写作风格差异问题。在这项工作中,我们提出了一种新颖的两阶段微调流程,将公共领域的财务报告处理为提示完成语,并使用简单的 LLM 提示语进行增强,然后使用最少的指令和表格数据输入生成分节财务报告。我们提出的微调框架使问题答案的正确率提高了一倍,减少了 50% 以上的误解。此外,经过两阶段微调的模型具有更低的困惑度,更高的 ROUGE、TER 和 BLEU 分数,更高的创造力和知识密度,以及更低的不确定性和交叉熵。
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