推荐系统和自主权:设计、权利和透明度的监管角色

C. Djeffal, Christina Hitrova, Eduardo Magrani
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摘要

推荐系统现在被广泛部署在数字现实的多个维度上,越来越多地影响着我们的生活。在这样做的过程中,它们塑造了个人的思想和行动,并可能影响个人和集体的自主权。在本文中,我们首先讨论了推荐系统对个人用户无处不在的“软”权力的行使如何对个人自治及其法律维度产生干扰,通过集体和个人自决、民主价值观和制度以及个人人权和自由来表达。然后,我们认为,这种对个人和集体命运的权力行使需要采取监管行动,以建立一个适当的制度,对推荐系统及其创造者进行制衡。利用自下而上的方法,我们研究了推荐系统设计和功能的基本方面,这些方面塑造了这些算法对个人自主性的影响。在此基础上,我们确定了可以针对监管的三个关键领域,以赋予用户权力并解决当前的权力不平衡问题——(1)算法设计,(2)数据保护权利,以及(3)透明度和监督。我们绘制了这些领域未来监管行动的关键问题和选择,突出了监管机构需要考虑的决策和相互竞争的利益。最后,我们讨论了这种辩论映射的政策含义,以及它们对未来推荐系统监管的相关性。
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Recommender Systems and Autonomy: A Role for Regulation of Design, Rights, and Transparency
Recommender systems are now widely deployed across multiple dimensions of the digital reality that increasingly shapes our lives. In doing so, they mould individual thoughts and actions and can affect individual and collective autonomy. In this paper we first discuss how the ubiquitous exercise of ‘soft’ power by recommender systems on individual users presents interference into individual autonomy and its legal dimensions, expressed through collective and individual self-determination, democratic values and institutions, as well as individual human rights and freedoms. We then argue that this exercise of power over individual and collective destinies necessitates regulatory action to establish an appropriate system of checks and balances on recommender systems and their creators. Utilising a bottom-up approach, we look at the fundamental aspects of a recommender system’s design and functioning that shape the impact these algorithms have on individual autonomy. On the basis of this, we identify three key areas where regulation can be targeted in order to empower users and address current power imbalances - (1) algorithmic design, (2) data protection rights, and (3) transparency and oversight. We map the key questions and options for future regulatory action in each of these domains, highlighting the decisions and competing interests that regulators will need to consider. We conclude by discussing the policy implications of this mapping of the debate and the relevance they have for the future of recommender systems regulation.
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