国际法中的抗辩与举证责任

Joost Pauwelyn
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引用次数: 3

摘要

据说,举证辩护的责任在援引辩护的一方。尽管这一主张听起来很老套,但在国际法中,它隐藏着一个复杂得多的诉讼现实。必须根据抗辩要求的类型和这可能对被申请人造成的负担类型加以区分。本章区分了六种不同的抗辩请求:(i)对管辖权的异议,(ii)对可受理性的异议,(iii)豁免,(iv)不存在违约,(v)例外,以及(vi)根据次要规则进行的抗辩。对于这六项辩护请求中的每一项,确定了五种类型的责任:(i)提出辩护请求的责任,(ii)提供证据的责任,(iii)说服的责任,(iv)举证数量,以及(v)审查标准。虽然在某些辩护主张中,被告承担了某些类型的责任,但肯定不是所有的情况都是如此。
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Defences and the Burden of Proof in International Law
The burden of proving a defence is said to be on the party invoking it. As trite as this proposition may sound, in international law it hides a far more complex litigation reality. Distinctions must be made both in terms of types of claims in defence, and types of burdens this may impose on the respondent. This chapter distinguishes six different claims in defence: (i) objections to jurisdiction, (ii) objections to admissibility, (iii) exemptions, (iv) absence of breach, (v) exceptions, and (vi) defences under secondary rules. For each of these six claims in defence, five types of burdens are identified: (i) burden of raising a claim in defence, (ii) burden of production of evidence, (iii) burden of persuasion, (iv) quantum of proof, and (v) standard of review. Although for some claims in defence some types of burden are on the defendant, this is certainly not the case for all.
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