数据信任、数据存储库和其他数据协作的治理和管理的基本需求

P Alison Paprica, Monique Crichlow, Donna Curtis Maillet, Sarah Kesselring, Conrad Pow, Thomas P. Scarnecchia, Michael J. Schull, Rosario G. Cartagena, Annabelle Cumyn, Salman Dostmohammad, Keith O. Elliston, Michelle Greiver, Amy Hawn Nelson, Sean L. Hill, Wanrudee Isaranuwatchai, Evgueni Loukipoudis, James Ted McDonald, John R. McLaughlin, Alan Rabinowitz, Fahad Razak, Stefaan G. Verhulst, Amol A. Verma, J. Charles Victor, Andrew Young, Joanna Yu, Kimberlyn McGrail
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引用次数: 0

摘要

在世界各地,许多组织都在努力增加个人数据的使用、共享和重用,以用于研究、评估、规划和创新,同时确保数据安全和隐私得到保护。作为对改善数据治理和管理的更广泛努力的贡献,我们的团队成员在2020年发布了12个最低规范基本要求(min specs),为建立或运营数据信任和其他形式的数据基础设施的组织提供实用指导。方法和目标我们召集了一个国际团队,主要由来自加拿大和美国的参与者组成,以测试和完善最初的12分钟规格。23个以数据为中心的组织和计划记录了他们解决最小规范的各种方式。子团队分析了结果,利用发现对最小规范进行改进,并确定了支持组织/计划解决最小规范的材料。结果分析和讨论产生了一套更新的15分钟规范,涵盖五个类别:1分钟法律规范,5分钟治理规范,4分钟管理规范,2分钟数据用户规范,3分钟利益相关者规范;公众参与。进行了多次更改,使最小规格语言在技术上更加完整和精确。更新后的15分钟规范集已被整合到加拿大国家标准中,据我们所知,这是第一个包括公众参与和土著数据主权要求的标准。结论经测试和改进后的最小规格有了显著的增加和改进。最小规范帮助参与该项目的23个组织/计划进行沟通,并比较他们如何实现负责任和值得信赖的数据治理和管理。推而广之,最小规范和基于它们的加拿大国家标准可能对其他以数据为中心的组织和倡议有用。
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Essential requirements for the governance and management of data trusts, data repositories, and other data collaborations
IntroductionAround the world, many organisations are working on ways to increase the use, sharing, and reuse of person-level data for research, evaluation, planning, and innovation while ensuring that data are secure and privacy is protected. As a contribution to broader efforts to improve data governance and management, in 2020 members of our team published 12 minimum specification essential requirements (min specs) to provide practical guidance for organisations establishing or operating data trusts and other forms of data infrastructure. Approach and AimsWe convened an international team, consisting mostly of participants from Canada and the United States of America, to test and refine the original 12 min specs. Twenty-three (23) data-focused organisations and initiatives recorded the various ways they address the min specs. Sub-teams analysed the results, used the findings to make improvements to the min specs, and identified materials to support organisations/initiatives in addressing the min specs. ResultsAnalyses and discussion led to an updated set of 15 min specs covering five categories: one min spec for Legal, five for Governance, four for Management, two for Data Users, and three for Stakeholder & Public Engagement. Multiple changes were made to make the min specs language more technically complete and precise. The updated set of 15 min specs has been integrated into a Canadian national standard that, to our knowledge, is the first to include requirements for public engagement and Indigenous Data Sovereignty. ConclusionsThe testing and refinement of the min specs led to significant additions and improvements. The min specs helped the 23 organisations/initiatives involved in this project communicate and compare how they achieve responsible and trustworthy data governance and management. By extension, the min specs, and the Canadian national standard based on them, are likely to be useful for other data-focused organisations and initiatives.
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