腐败与分权:检察官该何去何从?

IF 2.9 2区 社会学 Q1 LAW Hague Journal on the Rule of Law Pub Date : 2024-06-04 DOI:10.1007/s40803-024-00229-0
Mariana Mota Prado, Fabio Kerche, Marjorie Marona
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引用次数: 0

摘要

腐败调查和起诉可能会将政客和高级公务员关进监狱,这一事实受到了广泛关注,但对于可能会激励检察机关的制度安排以及这些安排是否和如何符合法治原则的讨论却较少。检察官在三权分立原则中的地位因国家而异,法律上和事实上的独立程度也不尽相同。在大多数国家,检察官是行政部门的一部分。这种安排可能会降低检察官的独立性,降低他们起诉民选官员的积极性,从而引发一系列关于检察官决策受政治影响的担忧。与此相反,如果检察官独立于行政部门,不受政治影响,人们就会担心检察决定会无视其政治、经济和社会后果。此外,不同程度的自由裁量权可与不同程度的独立性相结合,从而产生多种可能的情况,这些情况决定了起诉政府成员腐败行为的决定可能遵循的激励机制。巴西检察官办公室的情况说明,高度独立和自由裁量权的安排如何引起人们对检察官在法治体系中作用的关注。我们以巴西的 "洗车行动"(Operação Lava Jato)为例,说明了巴西检察官的制度框架如何影响了针对政客和高级公务员的腐败案件的起诉动机。
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Corruption and Separation of Powers: Where do Prosecutors Fit?

While much attention has been paid to the fact that corruption investigations and prosecutions may jail politicians and high echelons of the civil service, there has been less discussion about the institutional arrangements that may create incentives for prosecuting authorities, and whether and how these fit with the rule of law principle. The status of public prosecutors within the separation of powers principle varies from country to country, and so does the level of de jure and de facto independence. In most countries, prosecutors are part of the executive branch. This arrangement may be associated with lower levels of independence and less incentive to prosecute elected officials, raising a series of concerns about political influence in prosecutorial decisions. In contrast, if public prosecutors are independent from the executive branch, and are insulated from political influences, concerns with prosecutorial decisions that disregard their political, economic and social consequences come to the fore. In addition, different levels of discretion can be combined with different levels of independence, creating a multitude of possible scenarios that determine the incentives that may guide decisions to prosecute members of government for corruption. Brazilian public prosecutors’ offices illustrate how arrangements with high levels of independence and discretion raise concerns about the role of prosecutors in a rule of law system. We show how the institutional framework for Brazilian prosecutors impacted incentives to pursue corruption cases against politicians and high-ranked civil servants in the case of Operation Car Wash (Operação Lava Jato) in Brazil.

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来源期刊
CiteScore
4.10
自引率
18.20%
发文量
16
期刊介绍: The Hague Journal on the Rule of Law (HJRL) is a multidisciplinary journal that aims to deepen and broaden our knowledge and understanding about the rule of law. Its main areas of interest are: current developments in rule of law in domestic, transnational and international contextstheoretical issues related to the conceptualization and implementation of the rule of law in domestic and international contexts;the relation between the rule of law and economic development, democratization and human rights protection;historical analysis of rule of law;significant trends and initiatives in rule of law promotion (practitioner notes).The HJRL is supported by HiiL Innovating Justice, The Hague, the Netherlands and the Paul Scholten Center for Jurisprudence at the Law School of the University of Amsterdam, the Netherlands.Editorial PolicyThe HJRL welcomes contributions from academics and practitioners with expertise in any relevant field, including law, anthropology, economics, history, philosophy, political science and sociology. It publishes two categories of articles: papers (appr. 6,000-10,000 words) and notes (appr. 2500 words). Papers are accepted on the basis of double blind peer-review. Notes are accepted on the basis of review by two or more editors of the journal. Manuscripts submitted to the HJRL must not be under consideration for publication elsewhere. Acceptance of the Editorial Board’s offer to publish, implies that the author agrees to an embargo on publication elsewhere for a period of two years following the date of publication in the HJRL.
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