“因听话而有罪”

E. Owusu
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引用次数: 0

摘要

国际人道主义法和国际刑法领域的学者和专家之间辩论最多的问题之一是战争罪的个人刑事责任原则。更有争议的是与上级命令下犯下的罪行有关的原则方面,这是纽伦堡战争罪审判中许多被告采用的一种法律策略。本文通过确定采用有条件责任方法的《罗马规约》第33条在多大程度上是合理的,从而有助于辩论。本文从法学、心理学和道德哲学的角度对这一问题进行了批判性的探讨。它提出了对上级命令辩护的历史叙述,突出了两种相互冲突的责任理论,绝对责任和条件责任,传统上是如何被法院应用的,并采取了有利于后者的立场。然而,该条强调了第33条提出的一些紧迫问题。它提供了对恐惧情绪的简要解释,以显示它如何破坏自愿性,认为作为自愿性的修饰语,严重的恐惧,在某些情况下,应该为犯罪者在上级命令下的犯罪主张开脱,即使命令显然是非法的。
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‘Guilty of Having Been Obedient’
One of the most debated subjects among academics and experts in the fields of International Humanitarian Law and International Criminal Law is the principle of individual criminal responsibility for war crimes. Even more contentious is that aspect of the principle relating to crimes committed under superior orders – a legal strategy employed by many defendants at the Nuremberg war crimes trials. This paper contributes to the debate by establishing the extent to which Article 33 of the Rome Statute, which adopts the conditional liability approach, is justified. The article achieves its objective by critically discussing the subject from a combination of legal, psychological and moral philosophical perspectives. It presents a historical account of the superior orders defence, highlighting how two conflicting liability doctrines, absolute liability and conditional liability, have traditionally been applied by the courts, and taking a stance in favour of the latter. The article, however, underlines some pressing questions that Article 33 raises. It offers a brief exegesis of the emotion of fear to show how it may destroy voluntariness, arguing that as a modifier of voluntariness, grave fear, in certain circumstances, should exculpate perpetrators in claims of crime under superior orders, even where the orders were manifestly unlawful.
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来源期刊
CiteScore
1.50
自引率
11.10%
发文量
16
期刊介绍: The Journal of International Humanitarian Legal Studies is a peer reviewed journal aimed at promoting the rule of law in humanitarian emergency situations and, in particular, the protection and assistance afforded to persons in the event of armed conflicts and natural disasters in all phases and facets under international law. The Journal welcomes submissions in the areas of international humanitarian law, international human rights law, international refugee law and international law relating to disaster response. In addition, other areas of law can be identified including, but not limited to the norms regulating the prevention of humanitarian emergency situations, the law concerning internally displaced persons, arms control and disarmament law, legal issues relating to human security, and the implementation and enforcement of humanitarian norms. The Journal´s objective is to further the understanding of these legal areas in their own right as well as in their interplay. The Journal encourages writing beyond the theoretical level taking into account the practical implications from the perspective of those who are or may be affected by humanitarian emergency situations. The Journal aims at and seeks the perspective of academics, government and organisation officials, military lawyers, practitioners working in the humanitarian (legal) field, as well as students and other individuals interested therein.
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