当联邦法律被忽视时:基于1988年至2020年判决的实证研究评估《销售公约》在美国法院的适用性

IF 1.3 3区 社会学 Q3 BUSINESS American Business Law Journal Pub Date : 2023-08-02 DOI:10.1111/ablj.12230
Carolina Arlota, Brian McCall
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引用次数: 0

摘要

《联合国国际货物销售合同公约》(《销售公约》)已达到被接受的程度,可以被认为是国际销售法的代表。一个多世纪以前,已故的罗斯科·庞德(Roscoe Pound)提请人们注意书面法律和实践中实践的法律之间的二分法。《销售公约》“在册”的法律是美国的法律。随着国际贸易的增长,人们可能会期望它在“行动中”法律领域的重要性增加。本文探讨了《销售公约》作为美国法律近四十年来在美国法院的实践。为此,作者基于对从1988年(CISG生效之日)到2019年所有美国联邦和州法院提到CISG的所有判决的Westlaw搜索,建立了一个原始数据集。该数据集为以下方面提供了前所未有的见解:(1)当事方如何提出《销售公约》的适用性问题,(2)法院如何对《销售公约》的适用性作出裁决,以及(3)《销售公约》在这些争端中最常出现的条款。本文通过逻辑回归实证地评估了哪些因素对于预测法院是否将适用(或拒绝适用)《公约》于有争议的交易具有统计意义。最后,文章强调了在许多方面,法律在行动中可能不像它在书中出现的那样健全或全面。
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When Federal Law Goes Unnoticed: Assessing the CISG's Applicability Across U.S. Courts Based on an Empirical Research of Decisions from 1988 to 2020

The United Nations Convention on Contracts for the International Sale of Goods (CISG) has reached the level of acceptance that it can be recognized as the face of international sales law. Over a century ago, the late Roscoe Pound drew attention to the dichotomy between the law as written and the law as experienced in practice. The law of the CISG “on the books” is the law of the United States. With the growth of international trade, one might expect its importance to grow in the realm of law “in action.” This article explores the CISG in action in U.S. courts during its almost four decades of being the law on the books in the United States. To this end, the authors built an original dataset based on their Westlaw search of all decisions mentioning the CISG across all U.S. federal and state courts from 1988 (when the CISG entered into force) through 2019. The dataset provides unprecedented insights into: (1) how parties raise the issue of the applicability of the CISG, (2) how courts have ruled on the Convention's applicability, and (3) the provisions of the Convention that appear most frequently in these disputes. This article empirically assesses, through logistic regressions, which factors are statistically significant for predicting if a court will apply (or decline to apply) the Convention to a disputed transaction. Finally, the article highlights many ways in which the law in action may not be as robust or comprehensive as it appears on the books.

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来源期刊
CiteScore
1.10
自引率
16.70%
发文量
17
期刊介绍: The ABLJ is a faculty-edited, double blind peer reviewed journal, continuously published since 1963. Our mission is to publish only top quality law review articles that make a scholarly contribution to all areas of law that impact business theory and practice. We search for those articles that articulate a novel research question and make a meaningful contribution directly relevant to scholars and practitioners of business law. The blind peer review process means legal scholars well-versed in the relevant specialty area have determined selected articles are original, thorough, important, and timely. Faculty editors assure the authors’ contribution to scholarship is evident. We aim to elevate legal scholarship and inform responsible business decisions.
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