夏洛克·福尔摩斯正典

IF 1.6 3区 社会学 Q1 LAW George Washington Law Review Pub Date : 2015-03-05 DOI:10.2139/SSRN.2545919
Anita S. Krishnakumar
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引用次数: 0

摘要

最高法院的许多法律解释案例都是从国会未能在立法记录中发表评论中推断出意义的。在夏洛克·福尔摩斯(Sherlock Holmes)的故事中,一只看门狗在一匹赛马被偷时没有吠叫,这被生动地称为“不叫的狗”经典。在此之后,解释性推定如下:如果一项法定解释将显著改变现有的法律格局,国会可以预期将对立法记录中的这一变化发表评论;因此,国会对重大变化缺乏评论可以被视为国会不打算作出这种解释的证据。当最高法院考虑已修订的法定条款的含义,并提出可能改变现状的解释时,通常会出现无法评论论点的情况。令人惊讶的是,这条关于建筑的经典几乎没有得到理论上的关注——而且它所得到的一点点关注往往是积极的,假设经典会导致法院遵循国会的意图。但是,这些经典背后的假设存在一些实际和理论上的问题。本文考察了法院在实践中如何运用福尔摩斯经典,并详细探讨了经典的规范和理论含义。最后,它认为,只有在极少数情况下,当法院有特殊理由期望或要求国会对法律的变化发表评论时,才应该援引夏洛克·福尔摩斯的经典。
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The Sherlock Holmes Canon
Many of the Supreme Court’s statutory interpretation cases infer meaning from Congress’s failure to comment in the legislative record. Colorfully referred to as the “dog that did not bark” canon, after a Sherlock Holmes story involving a watchdog that failed to bark while a racehorse was being stolen, the interpretive presumption holds as follows: if a statutory interpretation would significantly change the existing legal landscape, Congress can be expected to comment on that change in the legislative record; thus, a lack of congressional comment regarding a significant change can be taken as evidence that Congress did not intend that interpretation. Failure to comment arguments typically arise when the Supreme Court considers the meaning of a statutory provision that has been amended and an interpretation is advanced that arguably would change the status quo. Surprisingly, this canine canon of construction has received little theoretical attention — and what little attention it has received has tended to be positive, assuming that the canon leads courts to follow congressional intent. But there are several practical and theoretical problems with the assumptions underlying the canon. This essay examines how courts employ the Sherlock Holmes canon in practice and explores the canon’s normative and theoretical implications in detail. Ultimately, it argues that the Sherlock Holmes canon should be invoked only in rare cases, when there is special reason for courts to expect or require Congress to comment on a change in the law.
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CiteScore
1.80
自引率
0.00%
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2
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