为什么美国宪法缺乏社会和经济保障

C. Sunstein
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引用次数: 196

摘要

为什么美国宪法缺乏在大多数当代宪法中出现的某些社会和经济保障?本文探讨了四种可能的答案:时间、文化、制度和现实主义。按时间顺序的解释强调了这样一个事实,即在18世纪晚期,社会和经济权利根本没有出现在制宪者的视野中。这一点是正确的,但作为一个完整的叙述,按时间顺序的解释是失败的,原因很简单,宪法的含义随着时间的推移而变化。制度解释强调,美国人通常认为宪法权利不仅仅是目标或愿望,而是司法执行的实用工具。制度解释的困难在于,社会和经济权利实际上可以通过司法手段来实施。文化解释将社会和经济权利的缺失视为美国社会主义运动普遍失败的一部分(“美国例外论”)。这种解释的问题在于,社会和经济权利实际上可以与市场经济共存。现实主义的解释把焦点放在了一个被低估的事实上,即在20世纪60年代和70年代,美国最高法院非常接近于承认宪法规定的社会和经济权利。最高法院拒绝承认这些权利主要是1968年总统选举的结果,特别是尼克松总统的四个关键任命。这是社会和经济权利领域“美国例外论”的重要来源。这里和其他地方一样,存在多重平衡的可能性,而美国很可能拥有一种包括社会和经济权利的平衡。
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Why Does the American Constitution Lack Social and Economic Guarantees
Why does the American Constitution lack certain social and economic guarantees, which appear in most contemporary constitutions? This essay explores four possible answers: chronological, cultural, institutional, and realist. The chronological explanation emphasizes the fact that in the late eighteenth century, social and economic rights simply were not on the viewscreen for constitution-makers. The point is correct, but as a complete account, the chronological explanation fails for the simple reason that constitutional meaning changes over time. The institutional explanation emphasizes that Americans typically see constitutional rights not as mere goals or aspirations, but as pragmatic instruments for judicial enforcement. The difficulty with the institutional explanation is that social and economic rights can, in fact, be enforced judicially. The cultural explanation sees the absence of social and economic rights as part of the general failure of socialist movements in the United States ("American exceptionalism"). The problem with this explanation is that social and economic rights can in fact coexist with a market economy. The realist explanation places a spotlight on the underappreciated fact that the United States Supreme Court came very close, in the 1960s and 1970s, to recognizing social and economic rights under the Constitution. The Court's refusal to recognize such rights was largely a result of the presidential election of 1968 and in particular of four critical appointments by President Nixon. This is an important source of "American exceptionalism" in the domain of social and economic rights. Here as elsewhere, there is a possibility of multiple equilibria, and with a small difference or two, the United States might well have had an equilibrium that included social and economic rights.
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