反垄断合规:共谋

J. Paha, Florence Thépot
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引用次数: 0

摘要

本章以串通行为为重点,概述了反垄断合规计划的事前设计和事后影响评估的复杂性。在对相关文献进行跨学科的回顾之后,本章提供了一种结构化的成本-收益方法来解决合规问题,并挑战了合规不能合理化的观点。我们认识到,考虑到企业文化等无形因素的重要性,衡量合规项目可能特别困难。然而,本章提出,遵循原则的方法将大大支持从业者的工作。未来的研究应着重研究合规机制与企业文化的互动效应。这种针对个人和企业特定的合规因素的大规模实证研究可能会得到竞争主管部门的促进和协调。
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Antitrust Compliance: Collusion
Focusing on collusive behavior, this chapter outlines the complexity associated with both the ex ante design of antitrust compliance programs and the ex post assessment of their impact. Following an interdisciplinary review of relevant literature, the chapter provides a structured cost–benefit approach to compliance and challenges the idea that compliance cannot be rationalized. We recognize that measurement of compliance programs may be particularly difficult in light of the importance of less-tangible factors such as corporate culture. Yet, the chapter proposes that a principled approach to compliance would considerably support the work of practitioners. Future research should concentrate on studying the interaction effects of compliance mechanisms and corporate culture. Such large-scale empirical studies on individual and firm-specific factors of compliance might be promoted and coordinated by competition authorities.
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