初级管辖权分为两步

IF 1.9 2区 社会学 Q1 LAW University of Chicago Law Review Pub Date : 2007-10-01 DOI:10.2307/20141869
Bryson Santaguida
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引用次数: 1

摘要

当一项索赔最初可在法院审理,但涉及的问题属于行政机构的特殊权限时,适用初级管辖权原则。根据这一原则,法院可以暂停诉讼,并将此类问题交由行政机关裁决。初级司法管辖权与弃权原则类似,后者允许(有时要求)联邦法院在处理州法院或州机构可认定的问题时弃权初级管辖权与这些其他形式的弃权之间的本质区别在于,初级管辖权促进了联邦法院和联邦机构之间的友好关系,而不是联邦法院和州机构之间的友好关系。正如最高法院所解释的那样,“适用初级管辖权原则并不存在固定的公式。”当联邦地区法院决定某机关是否对某一问题具有主要管辖权时,它必须询问“该原则存在的理由是否存在,以及该原则在特定诉讼中的适用是否有助于达到该原则所要达到的目的。”有一件事是肯定的:每次授予初级管辖权都要求地区法院首先解释授权法规,然后行使司法自由裁量权。由于初级管辖权的适当性包括法律和自由裁量权的考虑,巡回法院面临着决定是否重新审查初级管辖权决定或滥用自由裁量权的困难任务。法定解释是一个法律问题,因此需要重新审查。开启初审法院自由裁量权的决定会被审查是否滥用自由裁量权。
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The Primary Jurisdiction Two-Step
The doctrine of primary jurisdiction applies when a claim is originally cognizable in the courts but involves issues that fall within the special competence of an administrative agency. Under the doctrine, a court can stay litigation and refer such issues to the agency for its decision.' Primary jurisdiction is a cousin of better known abstention doctrines that permit (and sometimes require) federal courts to abstain from addressing issues cognizable by state courts or state agencies.2 The essential difference between primary jurisdiction and these other forms of abstention is that primary jurisdiction furthers comity between federal courts and federal agencies rather than federal courts and state institutions. As the Supreme Court has explained, "[n]o fixed formula exists for applying the doctrine of primary jurisdiction."3 When a federal district court decides if an agency has primary jurisdiction over an issue, it must ask "whether the reasons for the existence of the doctrine are present and whether the purposes it serves will be aided by its application in the particular litigation."' One thing is certain: every grant of primary jurisdiction requires district courts to first interpret enabling statutes and then exercise judicial discretion. Because the propriety of primary jurisdiction includes legal and discretionary considerations, circuit courts face the difficult task of deciding whether to review primary jurisdiction decisions de novo or for abuse of discretion. Statutory interpretation is a matter of law and therefore reviewed de novo. Decisions that turn on the discretion of a trial court are reviewed for an abuse of discretion.
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来源期刊
CiteScore
2.40
自引率
5.00%
发文量
2
期刊介绍: The University of Chicago Law Review is a quarterly journal of legal scholarship. Often cited in Supreme Court and other court opinions, as well as in other scholarly works, it is among the most influential journals in the field. Students have full responsibility for editing and publishing the Law Review; they also contribute original scholarship of their own. The Law Review"s editorial board selects all pieces for publication and, with the assistance of staff members, performs substantive and technical edits on each of these pieces prior to publication.
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