修正主义战争的理性起源

IF 3.1 1区 社会学 Q1 INTERNATIONAL RELATIONS International Studies Review Pub Date : 2022-10-06 DOI:10.1093/isr/viac051
Richard Jordan
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引用次数: 0

摘要

中国的崛起使人们重新关注权力转移与战争之间的联系。在这篇文献中,三种不同的因果机制可能会被混淆。这篇文章解开了它们的纠缠。权力转移可能导致三种战争:预防性战争、偶然性战争和修正主义战争。正式的模型倾向于研究第一种情况,即一个衰落的国家试图延缓或阻止其对手的崛起。然而,大国转型期间的重大战争通常是由崛起的国家发起的,而不是衰落的国家。为了描述这些历史案例,不太正式的理论,尤其是新现实主义和新古典现实主义,关注的是偶然战争和修正主义战争,但这些理论往往依赖于将权力变化与冲突风险联系起来的非理性机制。这留下了一个理论上的空白:为什么一个崛起的、理性的行动者会故意选择冲突,即发动一场修正主义战争?为了给出一个答案,本文展示了标准谈判模型的一个简单改变——将非零概率的非决定性战争纳入其中——是如何将现实主义直觉建立在理性主义基础之上的。它进一步展示了这种变化如何立即导致一个直观的、正式的稳定性定义,该定义自然地与现有的非正式工作保持一致。然后,与现有的现实主义理论相反,它说明了为什么对现实主义假设的严格分析导致攻防平衡与战争之间的非单调关系。因此,它使用现实主义来告知和潜在地改变正式学术;它还利用正式的学术知识来强化现实主义的逻辑基础,并由此得出新的实证预测。最后,本文将这一综合应用于当今中国的崛起,并指出深化形式/现实主义综合的方向。
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Rational Origins of Revisionist War
The rise of China has returned attention to the links between power transitions and war. In this literature, three different causal mechanisms can be confused. This essay disentangles them. Power transitions can lead to three kinds of war: preventive, accidental, and revisionist. Formal models tend to study the first, in which a declining state tries to delay or prevent a rival’s ascent. However, major wars during great power transitions are usually initiated by the rising state, not the declining one. To describe these historical cases, less formal theories, especially neorealism and neoclassical realism, focus on accidental and revisionist wars, but these theories tend to fall back on nonrational mechanisms to connect changing power to the risk of conflict. This leaves a theoretical gap: Why would a rising, rational actor deliberately choose conflict, i.e., start a revisionist war? To suggest an answer, this essay demonstrates how a simple change in standard bargaining models—incorporating a nonzero probability of indecisive war—can ground realist intuitions on rationalist foundations. It further shows how this change leads immediately to an intuitive, formal definition of stability that aligns naturally with existing informal work. Then, contrary to existing realist theory, it shows why the rigorous analysis of realist assumptions leads to a nonmonotonic relationship between the offense/defense balance and war. It thus uses realism to inform and potentially redirect formal scholarship; it also uses formal scholarship to sharpen the logical foundations of realism and, in so doing, derive novel empirical predictions. The essay concludes by applying this synthesis to the rise of China today and indicating directions for deepening the formal/realist synthesis.
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来源期刊
CiteScore
6.70
自引率
9.10%
发文量
62
期刊介绍: The International Studies Review (ISR) provides a window on current trends and research in international studies worldwide. Published four times a year, ISR is intended to help: (a) scholars engage in the kind of dialogue and debate that will shape the field of international studies in the future, (b) graduate and undergraduate students understand major issues in international studies and identify promising opportunities for research, and (c) educators keep up with new ideas and research. To achieve these objectives, ISR includes analytical essays, reviews of new books, and a forum in each issue. Essays integrate scholarship, clarify debates, provide new perspectives on research, identify new directions for the field, and present insights into scholarship in various parts of the world.
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