Fairness and Data Protection Impact Assessments

A. Kasirzadeh, Damian Clifford
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引用次数: 6

Abstract

In this paper, we critically examine the effectiveness of the requirement to conduct a Data Protection Impact Assessment (DPIA) in Article 35 of the General Data Protection Regulation (GDPR) in light of fairness metrics. Through this analysis, we explore the role of the fairness principle as introduced in Article 5(1)(a) and its multifaceted interpretation in the obligation to conduct a DPIA. Our paper argues that although there is a significant theoretical role for the considerations of fairness in the DPIA process, an analysis of the various guidance documents issued by data protection authorities on the obligation to conduct a DPIA reveals that they rarely mention the fairness principle in practice. Our analysis questions this omission, and assesses the capacity of fairness metrics to be truly operationalized within DPIAs. We conclude by exploring the practical effectiveness of DPIA with particular reference to (1) technical challenges that have an impact on the usefulness of DPIAs irrespective of a controller's willingness to actively engage in the process, (2) the context dependent nature of the fairness principle, and (3) the key role played by data controllers in the determination of what is fair.
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公平和数据保护影响评估
在本文中,我们根据公平指标,严格审查了《通用数据保护条例》(GDPR)第35条中进行数据保护影响评估(DPIA)的要求的有效性。通过这一分析,我们探讨了第5(1)(a)条中引入的公平原则的作用及其在执行DPIA义务中的多方面解释。我们的论文认为,尽管在DPIA过程中考虑公平性具有重要的理论作用,但对数据保护当局发布的关于执行DPIA义务的各种指导文件的分析表明,它们在实践中很少提及公平原则。我们的分析对这种遗漏提出了质疑,并评估了公平指标在dpia中真正实现的能力。最后,我们通过探索DPIA的实际有效性,特别参考:(1)无论控制者是否愿意积极参与这一过程,技术挑战都会影响DPIA的有用性,(2)公平原则的上下文依赖性质,以及(3)数据控制者在确定什么是公平方面发挥的关键作用。
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