Zone-of-Interests Standing in Constitutional Cases after Lexmark

Brannon P. Denning, Sarah F. Bothma
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引用次数: 1

Abstract

In addition to satisfying Article III’s standing requirements, the U.S. Supreme Court has long included, as one of its non-constitutional “prudential” standing rules, a requirement that plaintiffs demonstrate that their claim is within the “zone of interests” protected by a statute or constitutional provision. In a recent case, Lexmark International, Inc. v. Static Control Components, Inc., the Court disavowed zone-of-interests standing in statutory cases. After Lexmark, courts need only determine whether a particular statute authorizes a plaintiff’s cause of action. If it does, the Court held, then courts are not free to prevent a plaintiff from bringing a claim out of prudential concerns. This paper asks whether zone-of-interests standing should be retained in constitutional cases, an issue not before the Court in Lexmark. We conclude that it should not be; the Court should pursue Lexmark to its logical conclusion and eliminate zone-of-interests standing entirely. After charting the course of the zone of interests test in statutory cases from its inception to the Court’s disavowal of it in Lexmark, we examine the role it has played in constitutional cases in the Supreme Court and in the lower courts. We argue that (1) zone-of-interests standing rests on a constitutionally-dubious foundation; (2) existing doctrines better perform whatever useful functions the test was thought to serve; and (3) that the practical difficulties that bedeviled the Court’s application of the test in statutory cases remain and multiply in constitutional cases. We also consider, but reject, arguments that the test is useful for preventing courts from being flooded with certain constitutional claims or that it ought to be retained, but only for a few constitutional claims, like dormant Commerce Clause challenges.
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利盟案后宪法案件中的利益区域地位
除了满足第三条的常设要求外,美国最高法院长期以来一直将原告证明其主张处于受成文法或宪法条款保护的“利益范围”这一要求作为其非宪法性的“审慎”常设规则之一。在最近的利盟国际公司诉静态控制元件公司案中,法院否认了法定案件中的利益范围。在利盟案之后,法院只需要确定某一特定法规是否认可原告的诉因。法院认为,如果确实如此,那么法院就不能出于审慎考虑而自由地阻止原告提出索赔。本文提出的问题是,在宪法案件中是否应保留利益区域地位,这是利盟案中法院没有提出的问题。我们的结论是,它不应该是;法院应该让利盟得出合乎逻辑的结论,并完全取消利益范围。在描绘了利益范围测试在法定案件中的过程之后,从它的开始到法院在利盟案中否定它,我们研究了它在最高法院和下级法院的宪法案件中所起的作用。我们认为:(1)利益区域地位建立在一个宪法上可疑的基础上;(2)现有的理论更好地发挥了测试被认为服务的任何有用功能;(3)困扰法院在法定案件中应用检验标准的实际困难仍然存在,并且在宪法案件中成倍增加。我们也考虑但拒绝以下论点,即该标准有助于防止法院被某些宪法要求淹没,或者应该保留该标准,但仅适用于少数宪法要求,如休眠的商业条款挑战。
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