Estimation of SOC for Battery in Electric Vehicle Based on STUKF Algorithm

Ming-xuan Gong, Xingcheng Wang, Dan Liu
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Finally, according to the influence of colored noise on estimating SOC of battery by the Unscented Kalman Filter (UKF) Algorithm, this paper proposed the Strong Tracking Unscented Kalman Filter (STUKF) Algorithm and introduced the fading factor. which forces the innovation sequence to be orthogonal and strengthens the correction of the state estimation by the new data. The result of simulation shows the STUKF Algorithm has batter tracking characteristic on estimating SOC of battery. Introduction Along with the continuous intensification of a series of problems such as energy exhaustion, environmental pollution and greenhouse effect, the development of electric vehicles has attracted wide attention of the automobile industry, and various major automobile manufacturers have produced new electric vehicles one after another. As one of the three key technologies of electric vehicles, battery management technology has become the focus of research in major automobile enterprises, universities and research institutes [1]. Battery management system of electric vehicle is mainly responsible for battery status detection, power balance, fault protection, etc. As an important indicator of balance and fault diagnosis, SOC is related to the working stability of the whole battery management system. Therefore, the accuracy of estimating SOC of battery is particularly important [2]. The battery state of charge (SOC) is the most important point of the battery management system (BMS), whose estimation methods are often broken through in models and algorithms [3]. At present, there are many methods of building models for estimating SOC of battery. Paper [4] introduced the Rint model, Thevenin model, PNGV model and GNL model, compared with two other models, Rint model and Thevenin model are more simplified, so that the accuracy of the model was not exact. On the other hand, although the GNL model has high precision, the calculation is too much when it is applied. Besides improving the model, estimation algorithm is also very important. In [5], the SOC and capacity of batteries are estimated by double-observation algorithm under the application of reduced-order electrochemical model of composite-electrode batteries. In recent years, there have been many advanced algorithms have been applied in estimating SOC of battery. such as Extended Kalman Filter (EKF)algorithm, Unscented Kalman Filter (UKF)algorithm and NARX Neural Network algorithm. In [6], The paper proposed non-linear autoregressive control method (NARX) with the exogenous input, which is effective and large computation for the control of the system. In [7], the author used extended Kalman Filtering algorithm to estimate SOC of battery with the PNGV model. In this model, RC circuit was added, however, the capacitance did not participate in identification which describes open circuit voltage variations because of charge accumulation. EKF algorithm depends more strongly on the accuracy of the model parameters, which are difficult to achieve, so that the estimated results are not accurate because the EKF algorithm can only simplify the system into a first order approximation model. Due to the disadvantages of Extended Kalman International Conference on Modeling, Analysis, Simulation Technologies and Applications (MASTA 2019) Copyright © 2019, the Authors. Published by Atlantis Press. This is an open access article under the CC BY-NC license (http://creativecommons.org/licenses/by-nc/4.0/). Advances in Intelligent Systems Research, volume 168","PeriodicalId":103896,"journal":{"name":"Proceedings of the 2019 International Conference on Modeling, Analysis, Simulation Technologies and Applications (MASTA 2019)","volume":"33 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"2","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Proceedings of the 2019 International Conference on Modeling, Analysis, Simulation Technologies and Applications (MASTA 2019)","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2991/masta-19.2019.57","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 2

Abstract

Lithium-ion (Li-on) battery state of charge (SOC) estimation is important for electric vehicles (EVs). To eliminate the effects of colored noise on SOC estimation, a new estimation method that based on Unscented Kalman Filter (UKF) Algorithm is proposed for high-power Li-ion batteries. First of all, based on the battery chemical properties, this paper established the improved PNGV battery model and identified the battery parameters. Then, accuracy of the model was verified under UDDS working condition. Finally, according to the influence of colored noise on estimating SOC of battery by the Unscented Kalman Filter (UKF) Algorithm, this paper proposed the Strong Tracking Unscented Kalman Filter (STUKF) Algorithm and introduced the fading factor. which forces the innovation sequence to be orthogonal and strengthens the correction of the state estimation by the new data. The result of simulation shows the STUKF Algorithm has batter tracking characteristic on estimating SOC of battery. Introduction Along with the continuous intensification of a series of problems such as energy exhaustion, environmental pollution and greenhouse effect, the development of electric vehicles has attracted wide attention of the automobile industry, and various major automobile manufacturers have produced new electric vehicles one after another. As one of the three key technologies of electric vehicles, battery management technology has become the focus of research in major automobile enterprises, universities and research institutes [1]. Battery management system of electric vehicle is mainly responsible for battery status detection, power balance, fault protection, etc. As an important indicator of balance and fault diagnosis, SOC is related to the working stability of the whole battery management system. Therefore, the accuracy of estimating SOC of battery is particularly important [2]. The battery state of charge (SOC) is the most important point of the battery management system (BMS), whose estimation methods are often broken through in models and algorithms [3]. At present, there are many methods of building models for estimating SOC of battery. Paper [4] introduced the Rint model, Thevenin model, PNGV model and GNL model, compared with two other models, Rint model and Thevenin model are more simplified, so that the accuracy of the model was not exact. On the other hand, although the GNL model has high precision, the calculation is too much when it is applied. Besides improving the model, estimation algorithm is also very important. In [5], the SOC and capacity of batteries are estimated by double-observation algorithm under the application of reduced-order electrochemical model of composite-electrode batteries. In recent years, there have been many advanced algorithms have been applied in estimating SOC of battery. such as Extended Kalman Filter (EKF)algorithm, Unscented Kalman Filter (UKF)algorithm and NARX Neural Network algorithm. In [6], The paper proposed non-linear autoregressive control method (NARX) with the exogenous input, which is effective and large computation for the control of the system. In [7], the author used extended Kalman Filtering algorithm to estimate SOC of battery with the PNGV model. In this model, RC circuit was added, however, the capacitance did not participate in identification which describes open circuit voltage variations because of charge accumulation. EKF algorithm depends more strongly on the accuracy of the model parameters, which are difficult to achieve, so that the estimated results are not accurate because the EKF algorithm can only simplify the system into a first order approximation model. Due to the disadvantages of Extended Kalman International Conference on Modeling, Analysis, Simulation Technologies and Applications (MASTA 2019) Copyright © 2019, the Authors. Published by Atlantis Press. This is an open access article under the CC BY-NC license (http://creativecommons.org/licenses/by-nc/4.0/). Advances in Intelligent Systems Research, volume 168
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基于STUKF算法的电动汽车电池荷电状态估计
锂离子(Li-on)电池荷电状态(SOC)评估对电动汽车(ev)至关重要。为了消除有色噪声对电池荷电状态估计的影响,提出了一种基于Unscented卡尔曼滤波(UKF)算法的大功率锂离子电池荷电状态估计方法。首先,基于电池的化学性质,建立了改进的PNGV电池模型,并对电池参数进行了识别。然后,在UDDS工况下验证了模型的准确性。最后,针对彩色噪声对Unscented卡尔曼滤波(UKF)算法估计电池荷电状态的影响,提出了强跟踪Unscented卡尔曼滤波(STUKF)算法,并引入了衰落因子。这使得创新序列是正交的,加强了新数据对状态估计的校正。仿真结果表明,STUKF算法在估计电池荷电状态方面具有跟踪特性。随着能源枯竭、环境污染、温室效应等一系列问题的不断加剧,电动汽车的发展引起了汽车行业的广泛关注,各大汽车厂商纷纷推出新型电动汽车。电池管理技术作为电动汽车三大关键技术之一,已成为各大汽车企业、高校和科研院所的研究重点[1]。电动汽车电池管理系统主要负责电池状态检测、电量平衡、故障保护等功能。SOC作为平衡和故障诊断的重要指标,关系到整个电池管理系统的工作稳定性。因此,电池荷电状态估算的准确性就显得尤为重要[2]。电池荷电状态(SOC)是电池管理系统(BMS)最重要的一点,其估计方法往往在模型和算法上有所突破[3]。目前,建立电池荷电状态估算模型的方法很多。文献[4]介绍了Rint模型、Thevenin模型、PNGV模型和GNL模型,与其他两种模型相比,Rint模型和Thevenin模型更为简化,使得模型的精度不够精确。另一方面,虽然GNL模型具有较高的精度,但在实际应用时计算量过大。除了改进模型外,估计算法也很重要。文献[5]应用复合电极电池的降阶电化学模型,采用双观测算法估计电池的SOC和容量。近年来,已经有许多先进的算法应用于电池荷电状态的估计。如扩展卡尔曼滤波(EKF)算法、Unscented卡尔曼滤波(UKF)算法和NARX神经网络算法。在[6]中,提出了外生输入的非线性自回归控制方法(NARX),该方法对系统的控制是有效且计算量大的。文献[7]采用扩展卡尔曼滤波算法,利用PNGV模型估计电池荷电状态。在该模型中,增加了RC电路,但电容不参与识别,描述的是由于电荷积累引起的开路电压变化。EKF算法更依赖于模型参数的准确性,而模型参数的准确性很难达到,因此,由于EKF算法只能将系统简化为一阶近似模型,因此估计结果并不准确。由于扩展卡尔曼建模、分析、仿真技术与应用国际会议(MASTA 2019)的缺点版权所有©2019,作者。亚特兰蒂斯出版社出版。这是一篇基于CC BY-NC许可(http://creativecommons.org/licenses/by-nc/4.0/)的开放获取文章。智能系统研究进展,第168卷
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