Order of authorship: A call for more transparency

Inf. Polity Pub Date : 2021-08-30 DOI:10.3233/ip-219009
A. Meijer, C. Webster
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Abstract

All academics know that discussions about the order of authorship for a published paper can be quite complicated and even fraught. Who is the first author? What is the sequence for the others? Should all members of a research team be included, even if they have contributed little to the drafting of a paper? And, where scholarly careers are shaped by the ability to publish, these decisions become critical. These discussions are sometimes resolved easily, but they may also result in serious conflict when authors feel that their contributions to a paper are not properly acknowledged. Discussions about the order of authorship are complicated as there are no clear standards for the sequence of authors, especially for journals like Information Polity, which publishes articles by authors from different disciplinary backgrounds. In some disciplines, the norm is to put authors in alphabetical order, whereas in others, the first named author is the key author or the most senior academic involved in the publication. The final author listed in a publication in some disciplines is regarded as the research group leader, but in others seen as the academic who contributed least to the research presented in the publication. At Information Polity, we have never imposed a single norm on the sequence of authors for published articles. We have always left it to the team of authors to discuss and decide on this sequence themselves. At the same time, this policy feels a little uncomfortable as it means that we publish papers for which the order of authorship may have very different meanings to different scholars. Our readers cannot tell what the order of authorship actually means about the contributions of the different authors involved. Many journals are now implementing policies that require the disclosure of individual authors’ contributions (Sauermann & Haeussler, 2017) to individual manuscripts and the research on which they are based. Here, the intention is to create greater transparency, clarity and fairness. Whilst at Information Polity we have not imposed such a norm, we are encouraging our authors to indicate briefly what the order of authorship for their paper means. In this respect, we are asking authors to provide clarity about the reasons for the order of authorship. There are a number of possible options (without pretending to be exhaustive): – Authors could indicate that the order of authorship is alphabetical or even random since all authors contributed equally to the paper; – Authors can indicate that the order reflects the extent of the contribution of each author, with the first author having contributed most and the last the least; – Authors can describe the specific contribution of each author to the paper. For example, author X coordinated the paper and contributed to all parts of it, author Y contributed to the theoretical framework and the data analysis and author Z contributed to the empirical data collection; or – Authors can explain that one author was a doctoral student and the other the principal supervisor.
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作者顺序:呼吁提高透明度
所有学者都知道,关于发表论文的作者顺序的讨论可能相当复杂,甚至令人担忧。谁是第一作者?其他的顺序是什么?一个研究小组的所有成员都应该包括在内吗,即使他们对论文的起草贡献不大?而且,在学术生涯受到发表能力影响的地方,这些决定变得至关重要。这些讨论有时很容易解决,但当作者觉得他们对论文的贡献没有得到适当的承认时,它们也可能导致严重的冲突。关于作者顺序的讨论很复杂,因为作者顺序没有明确的标准,特别是对于像Information policy这样发表不同学科背景作者文章的期刊。在一些学科中,规范是按字母顺序排列作者,而在另一些学科中,第一个被命名的作者是关键作者或与该出版物有关的最高级学者。在一些学科的出版物中,最后列出的作者被视为研究小组的负责人,但在另一些学科中,被视为对出版物中提出的研究贡献最小的学者。在信息政策,我们从未对发表文章的作者顺序施加单一规范。我们总是让作者团队自己讨论和决定这个顺序。同时,这个政策让人感觉有点不舒服,因为这意味着我们发表的论文的作者顺序对不同的学者来说可能有非常不同的含义。我们的读者无法说出作者身份的顺序实际上意味着不同作者的贡献。许多期刊现在正在实施政策,要求披露个人作者对个人手稿的贡献(Sauermann & Haeussler, 2017)及其所依据的研究。在这里,目的是创造更大的透明度、清晰度和公平性。虽然在信息政策,我们没有强加这样的规范,我们鼓励我们的作者简要地指出作者的顺序为他们的论文意味着什么。在这方面,我们要求作者清楚地说明作者身份顺序的原因。有许多可能的选择(不假装是详尽的):-作者可以表明作者的顺序是字母顺序,甚至是随机的,因为所有作者对论文的贡献是平等的;-作者可以表明该顺序反映了每个作者的贡献程度,第一作者贡献最多,最后一位作者贡献最少;-作者可以描述每位作者对论文的具体贡献。例如,作者X对论文进行协调并贡献了论文的各个部分,作者Y贡献了理论框架和数据分析,作者Z贡献了实证数据收集;或者——作者可以说明一位作者是博士生,另一位作者是主要导师。
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