Secessions, Coups and the International Rule of Law: Assessing the Decline of the Effective Control Doctrine

Brad R. Roth
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引用次数: 19

Abstract

International legal standing has traditionally been established by victory in a trial by ordeal: a region initially integral to an existing state successfully establishes itself as an independent sovereign unit only where its secession movement creates, usually by decisive victory in an armed struggle, facts on the ground that appear irreversible; an insurgent faction successfully establishes itself as a government where it overthrows an existing constitutional structure and secures, even if at bayonet-point, widespread popular acquiescence. Insofar as it is perceived as little more than an imprimatur for 'might makes right' at the local level, this 'effective control doctrine' is manifestly offensive to a rule-of-law sensibility. Notwithstanding the international order's disposition to defer to the outcome of internal conflicts, alternative solutions are available where a state manifestly fails to embody the self-determination of the entirety of the territorial population, or where a government manifestly fails to represent the political community that the state encompasses. These alternative solutions, however, far from generating new generally applicable doctrines, tend ineluctably to have an ad hoc character.
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分裂、政变与国际法治:评估有效控制理论的衰落
传统上,国际法律地位是通过严酷考验的胜利建立起来的:一个地区最初是一个现有国家的组成部分,只有在其分裂运动(通常是在武装斗争中取得决定性胜利)创造了似乎不可逆转的事实的情况下,才能成功地成为一个独立的主权单位;一个叛乱派系成功地建立了自己的政府,推翻了现有的宪法结构,并获得了广泛的民众默许,即使是在刺刀的枪口下。只要它在地方层面被视为“强权即公理”的认可,这种“有效控制原则”显然是对法治敏感性的冒犯。尽管国际秩序倾向于服从内部冲突的结果,但当一个国家明显未能体现全体领土人口的自决,或者一个政府明显未能代表该国所包含的政治共同体时,其他解决方案是可用的。然而,这些替代的解决方案,远没有产生新的普遍适用的理论,往往不可避免地具有特殊的性质。
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