A Systematic Literature Review on Client Selection in Federated Learning

Carl Smestad, Jingyue Li
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Abstract

With the arising concerns of privacy within machine learning, federated learning (FL) was invented in 2017, in which the clients, such as mobile devices, train a model and send the update to the centralized server. Choosing clients randomly for FL can harm learning performance due to different reasons. Many studies have proposed approaches to address the challenges of client selection of FL. However, no systematic literature review (SLR) on this topic existed. This SLR investigates the state of the art of client selection in FL and answers the challenges, solutions, and metrics to evaluate the solutions. We systematically reviewed 47 primary studies. The main challenges found in client selection are heterogeneity, resource allocation, communication costs, and fairness. The client selection schemes aim to improve the original random selection algorithm by focusing on one or several of the aforementioned challenges. The most common metric used is testing accuracy versus communication rounds, as testing accuracy measures the successfulness of the learning and preferably in as few communication rounds as possible, as they are very expensive. Although several possible improvements can be made with the current state of client selection, the most beneficial ones are evaluating the impact of unsuccessful clients and gaining a more theoretical understanding of the impact of fairness in FL.
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联邦学习中客户选择的系统文献综述
随着机器学习中隐私问题的日益关注,联邦学习(FL)于2017年被发明,其中客户端(如移动设备)训练模型并将更新发送到中央服务器。由于不同的原因,随机选择学习对象会影响学习绩效。许多研究提出了解决客户选择FL的挑战的方法。然而,没有关于这一主题的系统文献综述(SLR)。这个单反调查了FL客户选择的艺术状态,并回答了挑战,解决方案和评估解决方案的指标。我们系统地回顾了47项主要研究。客户选择的主要挑战是异质性、资源分配、沟通成本和公平性。客户端选择方案旨在通过关注上述一个或几个挑战来改进原始的随机选择算法。最常用的度量是测试准确性与交流回合的比较,因为测试准确性衡量学习的成功,最好是在尽可能少的交流回合中,因为它们非常昂贵。虽然目前的客户选择状态可以做出一些可能的改进,但最有益的是评估不成功客户的影响,并获得对FL中公平性影响的更理论上的理解。
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