Why Are Wrongful Acts Committed by Rebels during a Civil War Attributable to the State When They Are Successful? – A Critical Analysis of Theory and Practice

P. Dumberry
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Abstract

Based on an analysis of State practice and case law, this article examines the theoretical justifications which have been put forward by scholars, the ILC and international tribunals to explain why, under Article 10 of the ILC Articles on State responsibility, the wrongful acts committed by rebels during an insurrection or a civil war are attributable to the State once they are victorious and have replaced the government. It will show that while the ILC ultimately relied on the existence of a ‘continuity’ between the insurgents and the new government, the vast majority of awards have referred instead to a number of other (less convincing) justifications, such as the fact that insurgents were during the rebellion exercising their authority as a ‘de facto government’ or that their victory represented the ‘national will’ of the people. The theoretical rationale behind the well-established principle under Article 10 is therefore not as solid as one would have thought. These findings are relevant to investment tribunals having to address in an increasing number of cases questions of State responsibility and attribution arising from rebels’ conduct in situations of civil wars.
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为什么内战中叛军的不法行为是国家的责任?-理论与实践的批判性分析
在对国家实践和判例法进行分析的基础上,本文考察了学者、国际法委员会和国际法庭提出的理论理由,以解释为什么根据国际法委员会关于国家责任的条款第10条,叛乱或内战期间叛乱分子所犯的不法行为,一旦他们取得胜利并取代了政府,就应归咎于国家。这将表明,尽管国际法委员会最终依赖于叛乱分子和新政府之间存在“连续性”,但绝大多数裁决都指向了其他一些(不太令人信服的)理由,比如叛乱分子在叛乱期间行使了他们作为“事实上的政府”的权威,或者他们的胜利代表了人民的“国家意志”。因此,第10条规定的既定原则背后的理论依据并不像人们想象的那样坚实。这些调查结果与投资法庭必须在越来越多的案件中处理内战局势中叛乱分子行为所引起的国家责任和归因问题有关。
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