Rules, Defeasibility, and the Psychology of Exceptions

F. Schauer
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Abstract

An important aspect of international law is that it typically lacks the formal, structured, and institutional enforcement and sanctioning mechanisms of domestic law. As a result, decision-makers constrained by international law are often faced with applying the rules of international law to their own action. We know from H.L.A. Hart and others that such internalization is possible, but we know from a great deal of experimental research in cognitive and social psychology that imposing second-order constraints on one’s first-order preferences is difficult and rare without a sanctioning mechanism. As a result, there exists a serious risk that treating the rules of international law as defeasible and subject to exceptions will render the constraints of international law ineffectual when actors are making the decisions about whether and when the exceptions to constraining rules apply to their own actions.
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规则、可否定性和例外心理学
国际法的一个重要方面是,它通常缺乏国内法的正式、结构化和制度性的执行和制裁机制。因此,受国际法约束的决策者往往面临将国际法规则应用于其自身行动的问题。我们从H.L.A. Hart和其他人那里知道,这种内化是可能的,但我们从认知心理学和社会心理学的大量实验研究中知道,如果没有制裁机制,对一个人的一级偏好施加二级约束是困难的,而且很少。因此,存在着一种严重的风险,即当行为者在决定是否以及何时将限制性规则的例外适用于他们自己的行动时,将国际法的限制视为不可行的和有例外的,将使这些限制失去效力。
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