Privacy-Preserved Federated Learning for 3D Tooth Segmentation in Intra-Oral Mesh Scans

Songshan Liu, H. Yang, Yiqi Tao, Yang Feng, Jinxiang Hao, Zuozhu Liu
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Abstract

Semantic segmentation over three-dimensional (3D) intra-oral mesh scans (IOS) is an essential step in modern digital dentistry. Many existing methods usually rely on a limited number of labeled samples as annotating IOS scans is time consuming, while a large-scale dataset of IOS is not yet publicly available due to privacy and regulatory concerns. Moreover, the local data heterogeneity would cause serious performance degradation if we follow the conventional learning paradigms to train local models in individual institutions. In this study, we propose the FedTSeg framework, a federated 3D tooth segmentation framework with a deep graph convolutional neural network, to resolve the 3D tooth segmentation task while alleviating data privacy issues. Moreover, we adopt a general privacy-preserving mechanism with homomorphic encryption to prevent information leakage during parameter exchange between the central server and local clients. Extensive experiments demonstrate that both the local and global models trained with the FedTSeg framework can significantly outperform models trained with the conventional paradigm in terms of the mean intersection over union, dice coefficient, and accuracy metrics. The FedTSeg framework can achieve better performance under imbalanced data distributions with different numbers of clients, and its overall performance is on par with the central model trained with the full dataset aggregated from all distributed clients. The data privacy during parameter exchange of FedTSeg is further enhanced with a homomorphic encryption process. Our work presents the first attempts of federated learning for 3D tooth segmentation, demonstrating its strong potential in challenging federated 3D medical image analysis in multi-centric settings.
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保留隐私的联邦学习用于口腔内网格扫描的三维牙齿分割
语义分割三维(3D)口内网格扫描(IOS)是现代数字牙科的重要步骤。许多现有的方法通常依赖于有限数量的标记样本,因为注释IOS扫描非常耗时,而由于隐私和监管方面的考虑,大规模的IOS数据集尚未公开。此外,如果我们按照传统的学习范式在个别机构中训练局部模型,那么局部数据的异质性将导致严重的性能下降。在这项研究中,我们提出了FedTSeg框架,这是一个具有深度图卷积神经网络的联邦三维牙齿分割框架,以解决三维牙齿分割任务,同时减轻数据隐私问题。此外,我们采用了通用的同态加密隐私保护机制,以防止在中心服务器和本地客户端之间的参数交换过程中信息泄露。大量的实验表明,用FedTSeg框架训练的局部和全局模型在联合的平均交集、骰子系数和精度指标方面都明显优于用传统范式训练的模型。FedTSeg框架在不同客户端数量的数据分布不平衡的情况下可以获得更好的性能,其整体性能与使用所有分布式客户端聚合的完整数据集训练的中心模型相当。通过同态加密,进一步增强了FedTSeg参数交换过程中的数据保密性。我们的工作首次尝试了3D牙齿分割的联邦学习,展示了其在多中心环境下挑战联邦3D医学图像分析的强大潜力。
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