The Role of Risk Management and Compliance in Banking Integration

G. Miller
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引用次数: 3

Abstract

This article explores an important but little studied dimension of the ongoing transformation of banking markets: the growth of risk management and compliance as key governance functions and the focus on risk as a foundation stone for regulatory strategy. The developments in risk and compliance are in part mandated by government regulation, but also reflect practices and norms developed in the private sector. Parallel developments reflecting convergence of norms and practice are observed in banking markets around the world.
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风险管理与合规在银行业整合中的作用
本文探讨了正在进行的银行市场转型的一个重要但很少被研究的方面:风险管理和合规作为关键治理功能的增长,以及将风险作为监管战略基石的关注。风险和合规方面的发展部分是由政府监管规定的,但也反映了私营部门制定的做法和规范。世界各地的银行市场都出现了反映规范和实践趋同的平行发展。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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