Global Legal Pluralism as a Normative Project

P. Berman
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During this period, it became clear that a single-minded focus on state-to-state relations or universal overarching norms was inadequate to describe the reality of the emerging global legal system, with its web of jurisdictional assertions by state, international, and non-state normative communities. \n \nTraditionally, legal pluralism has been primarily a descriptive enterprise. Anthropologists, historians, and other social scientists have generally seen legal pluralism as simply a reality, neither good nor bad, neither desirable nor undesirable. Instead, they have defined their task principally as an exercise in thick description: cataloging the inevitable hybridity that arises when two legal or quasi-legal systems occupy the same social space, as well as the resulting strategic interactions that occur among those navigating the multiple regimes. \n \nThis is not to say, of course, that legal pluralism as a scholarly project was (or ever could be) devoid of implicit values and normative biases. Indeed, one might say that two strong normative undercurrents have always animated legal pluralism. First, legal pluralism was an attack on legal centralism, the idea that law was the sole province of the state and its formal institutions. Pluralists sought to undermine the assumption of state power, discovering agency and subversive opportunities among those presumed to be marginalized. As such, legal pluralism was a way of critiquing the power of the state and even at times celebrating resistance to state hegemony. Second, legal pluralism often had an implicit pro-local bias, particularly in its emphasis on forms of resistance to colonial state hegemony. Perhaps echoing cultural anthropology’s more general celebration of the local, legal pluralists tended to make the local, the indigenous, and the anti-colonial the heroes of the narrative. \n \nNevertheless, even if we grant these implicit value preferences, legal pluralists, following most social scientists, generally have eschewed the sorts of strong normative arguments law professors routinely make: because of such-and-such research, we should now change legal or governmental systems in these particular ways. And there are surely virtues in focusing on thick description rather than normative prescription. Among other things, the constant pressure to produce “useful” work that will appeal to judges and policy-makers often forces legal academics into overly strong normative claims based on little evidence or an incomplete understanding of the complexity at work in social forces. One yearns for more effort to comprehend reality before switching to how best to reform it. \n \nAnd yet in this Essay, I conduct a thought experiment. What might it mean for legal pluralists to play out some of the normative implications of their work for theories of law, policy, and governmental institutional design? Do legal pluralists have something distinctive to add to contemporary law and governance debates? Or would asking such questions ultimately undermine the core insights of legal pluralism by committing scholars to particular modes of governance hierarchy? And if it did, is that a trade-off we can bear as scholars in exchange for policy relevance? And even if we were willing to make such a trade-off, is a legal pluralist position inherently in tension with any effort at systemic reform because legal pluralism recognizes that any system will always be partial, contested, and contingent? Or might systemic reform that is partial, contested, and contingent nevertheless be better than no reform at all? \n \nMost fundamentally, I believe legal pluralists might be able to mount a clear-throated defense of legal rules and governance institutions that foster interaction and dialogue among those multiple norm-generating communities rather than dissolving diversity either into universalism, on the one hand, or tribalism, on the other. And we need that defense right now, if only to name the values of diversity, dialogue, and communication across difference that are at the core of the world we might be on the brink of losing.","PeriodicalId":326558,"journal":{"name":"UC Irvine law review","volume":null,"pages":null},"PeriodicalIF":0.0000,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"2","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"UC Irvine law review","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2139/SSRN.3288690","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 2

Abstract

Legal pluralists have long recognized that societies consist of such multiple overlapping normative communities. These communities are sometimes state based but sometimes not, and they are sometimes formal, official, and governmental, but again sometimes they are not. Scholars studying interactions among these multiple communities have often used the term “legal pluralism” to describe the inevitable intermingling of these normative systems. In recent decades, a new application of pluralist insights has emerged in the international and transnational realm. This new legal pluralism research was born in the decades following the collapse of the bipolar Cold War order in 1989. During this period, it became clear that a single-minded focus on state-to-state relations or universal overarching norms was inadequate to describe the reality of the emerging global legal system, with its web of jurisdictional assertions by state, international, and non-state normative communities. Traditionally, legal pluralism has been primarily a descriptive enterprise. Anthropologists, historians, and other social scientists have generally seen legal pluralism as simply a reality, neither good nor bad, neither desirable nor undesirable. Instead, they have defined their task principally as an exercise in thick description: cataloging the inevitable hybridity that arises when two legal or quasi-legal systems occupy the same social space, as well as the resulting strategic interactions that occur among those navigating the multiple regimes. This is not to say, of course, that legal pluralism as a scholarly project was (or ever could be) devoid of implicit values and normative biases. Indeed, one might say that two strong normative undercurrents have always animated legal pluralism. First, legal pluralism was an attack on legal centralism, the idea that law was the sole province of the state and its formal institutions. Pluralists sought to undermine the assumption of state power, discovering agency and subversive opportunities among those presumed to be marginalized. As such, legal pluralism was a way of critiquing the power of the state and even at times celebrating resistance to state hegemony. Second, legal pluralism often had an implicit pro-local bias, particularly in its emphasis on forms of resistance to colonial state hegemony. Perhaps echoing cultural anthropology’s more general celebration of the local, legal pluralists tended to make the local, the indigenous, and the anti-colonial the heroes of the narrative. Nevertheless, even if we grant these implicit value preferences, legal pluralists, following most social scientists, generally have eschewed the sorts of strong normative arguments law professors routinely make: because of such-and-such research, we should now change legal or governmental systems in these particular ways. And there are surely virtues in focusing on thick description rather than normative prescription. Among other things, the constant pressure to produce “useful” work that will appeal to judges and policy-makers often forces legal academics into overly strong normative claims based on little evidence or an incomplete understanding of the complexity at work in social forces. One yearns for more effort to comprehend reality before switching to how best to reform it. And yet in this Essay, I conduct a thought experiment. What might it mean for legal pluralists to play out some of the normative implications of their work for theories of law, policy, and governmental institutional design? Do legal pluralists have something distinctive to add to contemporary law and governance debates? Or would asking such questions ultimately undermine the core insights of legal pluralism by committing scholars to particular modes of governance hierarchy? And if it did, is that a trade-off we can bear as scholars in exchange for policy relevance? And even if we were willing to make such a trade-off, is a legal pluralist position inherently in tension with any effort at systemic reform because legal pluralism recognizes that any system will always be partial, contested, and contingent? Or might systemic reform that is partial, contested, and contingent nevertheless be better than no reform at all? Most fundamentally, I believe legal pluralists might be able to mount a clear-throated defense of legal rules and governance institutions that foster interaction and dialogue among those multiple norm-generating communities rather than dissolving diversity either into universalism, on the one hand, or tribalism, on the other. And we need that defense right now, if only to name the values of diversity, dialogue, and communication across difference that are at the core of the world we might be on the brink of losing.
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作为规范工程的全球法律多元化
法律多元主义者早就认识到,社会是由这样多个重叠的规范共同体组成的。这些社区有时以国家为基础,有时不是,有时是正式的,官方的,政府的,但有时不是。研究这些多元社区之间相互作用的学者经常使用“法律多元主义”一词来描述这些规范系统不可避免的混杂。近几十年来,在国际和跨国领域出现了多元主义见解的新应用。这种新的法律多元主义研究诞生于1989年两极冷战秩序崩溃后的几十年。在此期间,很明显,单一地关注国与国之间的关系或普遍的总体规范不足以描述新兴的全球法律体系的现实,以及国家、国际和非国家规范团体的管辖权主张。传统上,法律多元化主要是一项描述性的事业。人类学家、历史学家和其他社会科学家普遍认为,法律多元化只是一种现实,既不好也不坏,既不可取也不可取。相反,他们将自己的任务主要定义为一种深度描述的练习:对两种法律或准法律体系占据同一社会空间时产生的不可避免的混杂性进行分类,以及在多种制度中导航的人之间发生的由此产生的战略互动。当然,这并不是说,作为一个学术项目的法律多元主义是(或者曾经可能是)没有隐含价值和规范偏见的。事实上,人们可能会说,两股强大的规范暗流一直在推动法律多元化。首先,法律多元主义是对法律集中制的攻击,这种思想认为法律是国家及其正式机构的唯一领域。多元主义者试图破坏国家权力的假设,在那些被认为被边缘化的人中发现能动性和颠覆性的机会。因此,法律多元主义是批判国家权力的一种方式,有时甚至颂扬对国家霸权的反抗。其次,法律多元主义往往有一种隐性的亲地方倾向,特别是在强调抵抗殖民国家霸权的形式方面。也许与文化人类学对地方的更普遍的庆祝相呼应,法律多元主义者倾向于把地方、土著和反殖民主义作为叙事的英雄。然而,即使我们承认这些隐含的价值偏好,法律多元主义者,像大多数社会科学家一样,通常避免了法律教授经常提出的那种强有力的规范性论点:由于这样那样的研究,我们现在应该以这些特定的方式改变法律或政府体系。专注于厚重的描述,而不是规范性的处方,肯定有好处。在其他方面,不断产生“有用”的工作,以吸引法官和政策制定者的压力往往迫使法律学者在证据不足或对社会力量工作的复杂性的不完全理解的基础上提出过于强烈的规范性主张。在转向如何最好地改革现实之前,人们渴望更多的努力来理解现实。然而,在这篇文章中,我进行了一个思想实验。对于法律多元主义者来说,他们在法律理论、政策和政府制度设计方面的工作中发挥出一些规范性的含义,这可能意味着什么?法律多元主义者能为当代法律和治理辩论增添什么独特之处吗?或者,提出这样的问题是否会让学者们致力于特定的治理等级模式,从而最终破坏法律多元主义的核心见解?如果确实如此,作为学者,我们是否可以忍受这种交换,以换取政策的相关性?即使我们愿意做出这样的取舍,法律多元主义的立场是否会因为法律多元主义承认任何制度都是局部的、有争议的和偶然的而与任何系统性改革的努力产生内在的紧张关系?还是说,部分的、有争议的、偶然的系统性改革总比根本没有改革好?最根本的是,我相信法律多元主义者或许能够清晰地为法律规则和治理机构辩护,这些法律规则和治理机构可以促进那些产生规范的多个社区之间的互动和对话,而不是将多样性分解为一方面的普遍主义或另一方面的部落主义。我们现在就需要这样的辩护,哪怕只是为了指出多样性、对话和跨越差异的沟通的价值,这些价值是我们可能即将失去的世界的核心。
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