Introduction to resilience of socio-technical systems

M. Ruth, Stefan Goessling-Reisemann
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引用次数: 4

Abstract

In recent years the resilience concept has received considerable attention in a wide range of disciplines, from engineering and biology to the health and social sciences, business and policy, and beyond. With the different interests of these disciplines come important nuances in the way resilience is interpreted. Some of these nuances find their expressions in the various chapters of this Handbook and are illustrated through corresponding case examples and applications. Common to all is the notion that resilience – the ability to withstand or bounce back from some shock – is inherently a systems feature. What relevant system elements interact with each other, how these interactions manifest themselves through space and time and how they can be shaped through active intervention are all key issues in resilience research. However, resilience has become more than a systems feature to be observed and shaped. It is increasingly taking on normative values. Overall system resilience is typically perceived as desirable; ecosystems that quickly return to their structure and function and display high species diversity and richness after a drought or fire for example, infrastructures that continue to provide services during some seismic event, or societies that bounce back from an economic shock, all are preferred to those that do not retain or make it back to their original performance levels. However, depending on long-term goals, resilience may also hinder development. For example, many economies exhibit persistent power imbalances that present considerable inertia to change. The situation may manifest itself in the form of inequities in standards of living and seriously curtailed opportunities for a wide segment of the population – women and minorities underpaid for their labor, children exploited, rights of owners of land and other resources being disrespected. To the extent that the associated injustices further entrench and reinforce the mechanisms for unjust treatment, the system remains, undesirably, resilient to change. To ensure resilience sometimes requires that the performance of some part of the system is sacrificed. Typical engineering examples include fuses and circuit breakers, which are designed to absorb and shield the remainder of the system from excessive shock. On a larger scale, the shedding of parts of an electricity grid in order to stabilize operations for the rest of the grid is such an example. In the business and policy world, individuals are removed from their posts and entire units are abolished or reorganized to protect firms or governments from widespread collapse. Which subsystems to sacrifice, and when to do so, may not always be clear a priori, especially if the magnitude and duration of a shock to the system are not well known. Similarly, which system components and interconnections to strengthen, and how to do so, in anticipation of possible shocks is a challenge common to the management of natural, engineered and social systems alike. Of particular interest to this volume is not so much the resilience of technical or social systems on their own, but how the two interact with each other to promote or undermine
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介绍社会技术系统的弹性
近年来,弹性概念在从工程和生物学到健康和社会科学、商业和政策等广泛学科中受到了相当大的关注。随着这些学科的不同兴趣,在解释弹性的方式上出现了重要的细微差别。其中一些细微差别在本手册的各个章节中得到了表达,并通过相应的案例和应用进行了说明。所有人都有一个共同的概念,即弹性——承受或从某些冲击中反弹的能力——是系统固有的特征。哪些相关的系统要素相互作用,这些相互作用如何通过空间和时间表现出来,以及如何通过积极干预来塑造它们,都是弹性研究的关键问题。然而,弹性已经不仅仅是一个需要观察和塑造的系统特性。它越来越具有规范性价值。总体系统弹性通常被认为是可取的;例如,在干旱或火灾后迅速恢复其结构和功能并显示出高度物种多样性和丰富度的生态系统,在地震事件期间继续提供服务的基础设施,或从经济冲击中恢复过来的社会,都比那些不能保留或恢复到原始性能水平的生态系统更受欢迎。然而,根据长期目标的不同,复原力也可能阻碍发展。例如,许多经济体表现出持续的权力失衡,这种失衡表现出相当大的变革惯性。这种情况的表现形式可能是生活水平的不平等和大部分人口的机会严重减少- -妇女和少数民族的劳动报酬过低,儿童受到剥削,土地和其他资源所有者的权利得不到尊重。在某种程度上,相关的不公正进一步巩固和加强了不公正待遇的机制,这一制度仍然是不可取的,难以适应变化。为了确保弹性,有时需要牺牲系统某些部分的性能。典型的工程例子包括保险丝和断路器,它们的设计目的是吸收和保护系统的其余部分免受过度冲击。在更大的范围内,为了稳定电网其余部分的运行而放弃部分电网就是这样一个例子。在商业和政策领域,个人被免职,整个单位被废除或重组,以保护公司或政府免于大范围的崩溃。牺牲哪些子系统,以及何时牺牲,可能并不总是事先清楚的,特别是如果对系统的冲击的大小和持续时间不为人所知的话。同样,在预期可能出现的冲击时,应该加强哪些系统组成部分和相互联系,以及如何加强,这是自然、工程和社会系统管理面临的共同挑战。本书特别感兴趣的不是技术或社会系统本身的弹性,而是两者如何相互作用以促进或破坏
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