Tackling Uncertainty Through Probabilistic Modelling of Proportionality in Military Operations

Clara Maathuis, S. Chockalingam
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Abstract

Just as every neuron in a biological neural network is a reinforcement learning agent, thus a component of a large and advanced structure is de facto a model, the two main components forming the principle of proportionality in military operations can be seen and are as a matter of fact two different entities and models. These are collateral damage depicting the unintentional effects affecting civilians and civilian objects, and military advantage symbolizing the intentional effects contributing to achieving the military objectives defined for military operation conducted. These two entities are complex processes relying on available information, projection on time to the moment of target engagement through estimation and are strongly dependent of common-sense reasoning and decision making. As a deduction, these two components and the proportionality decision result are processes surrounded by various sources and types of uncertainty. However, the existing academic and practitioner efforts in understanding the meaning, dimensions, and implications of the proportionality principle are considering military-legal and ethical lenses, and less technical ones. Accordingly, this research calls for a movement from the existing vision of interpreting proportionality in a possibilistic way to a probabilistic way. Henceforth, this research aims to build two probabilistic Machine Learning models based on Bayesian Belief Networks for assessing proportionality in military operations. The first model embeds a binary classification approach assessing if the engagement is proportional or disproportional, and the second model that extends this perspective based on previous research to perform multi-class classification for assessing degrees of proportionality. To accomplish this objective, this research follows the Design Science Research methodology and conducts an extensive literature for building and demonstrating the model proposed. Finally, this research intends to contribute to designing and developing explainable and responsible intelligent solutions that support human-based military targeting decision-making processes involved when building and conducting military operations.
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通过军事行动中的比例概率建模来解决不确定性
正如生物神经网络中的每个神经元都是一个强化学习代理,因此一个大型高级结构的组成部分实际上是一个模型,在军事行动中形成比例原则的两个主要组成部分可以看到,实际上是两个不同的实体和模型。附带损害是指影响平民和民用物体的无意影响,军事优势是指有助于实现为所进行的军事行动确定的军事目标的有意影响。这两个实体是依赖于可用信息的复杂过程,通过估计对目标接触时刻的时间预测,并且强烈依赖于常识推理和决策。作为演绎,这两个组成部分和比例性决策结果是被各种不确定性来源和类型所包围的过程。然而,在理解比例原则的含义、维度和含义方面,现有的学术和实践努力正在考虑军事-法律和伦理方面的问题,而较少考虑技术方面的问题。因此,本研究要求从现有的以可能性的方式解释比例性的观点转向以概率的方式。因此,本研究旨在建立两个基于贝叶斯信念网络的概率机器学习模型,用于评估军事行动中的比例性。第一个模型嵌入了一种二元分类方法来评估敬业度是成比例的还是不成比例的,第二个模型在先前研究的基础上扩展了这一视角,进行了多类分类来评估比例程度。为了实现这一目标,本研究遵循设计科学研究方法,并进行了广泛的文献研究,以建立和展示所提出的模型。最后,本研究旨在为设计和开发可解释和负责任的智能解决方案做出贡献,以支持在建立和开展军事行动时涉及的以人为本的军事目标决策过程。
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