Comparing Nuclear Power Trajectories in Germany and the UK: From 'Regimes' to 'Democracies' in Sociotechnical Transitions and Discontinuities

P. Johnstone, A. Stirling
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引用次数: 46

Abstract

This paper focuses on arguably the single most striking contrast in contemporary major energy politics in Europe (and even the developed world as a whole): the starkly differing civil nuclear policies of Germany and the UK. Germany is seeking entirely to phase out nuclear power by 2022. Yet the UK advocates a ‘nuclear renaissance’, promoting the most ambitious new nuclear construction programme in Western Europe. Here, this paper poses a simple yet quite fundamental question: what are the particular divergent conditions most strongly implicated in the contrasting developments in these two countries. With nuclear playing such an iconic role in historical discussions over technological continuity and transformation, answering this may assist in wider understandings of sociotechnical incumbency and discontinuity in the burgeoning field of ‘sustainability transitions’. To this end, an ‘abductive’ approach is taken: deploying nine potentially relevant criteria for understanding the different directions pursued in Germany and the UK. Together constituted by 30 parameters spanning literatures related to socio-technical regimes in general as well as nuclear technology in particular, the criteria are divided into those that are ‘internal’ and ‘external’ to the ‘focal regime configuration’ of nuclear power and associated ‘challenger technologies’ like renewables. It is ‘internal’ criteria that are emphasised in conventional sociotechnical regime theory, with ‘external’ criteria relatively less well explored. Asking under each criterion whether attempted discontinuation of nuclear power would be more likely in Germany or the UK, a clear picture emerges. ‘Internal’ criteria suggest attempted nuclear discontinuation should be more likely in the UK than in Germany – the reverse of what is occurring. ‘External’ criteria are more aligned with observed dynamics – especially those relating to military nuclear commitments and broader ‘qualities of democracy’. Despite many differences of framing concerning exactly what constitutes ‘democracy’, a rich political science literature on this point is unanimous in characterising Germany more positively than the UK. Although based only on a single case, a potentially important question is nonetheless raised as to whether sociotechnical regime theory might usefully give greater attention to the general importance of various aspects of democracy in constituting conditions for significant technological discontinuities and transformations. If so, the policy implications are significant. A number of important areas are identified for future research, including the roles of diverse understandings and specific aspects of democracy and the particular relevance of military nuclear commitments – whose under-discussion in civil nuclear policy literatures raises its own questions of democratic accountability.
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比较德国和英国的核电发展轨迹:从社会技术转型和不连续性中的“政权”到“民主”
本文关注的可以说是欧洲(甚至是整个发达国家)当代主要能源政治中最显著的对比:德国和英国截然不同的民用核能政策。德国正寻求到2022年完全淘汰核电。然而,英国倡导“核复兴”,推动西欧最雄心勃勃的新核建设计划。在这里,本文提出了一个简单但非常基本的问题:在这两个国家的截然不同的发展中,有哪些特殊的不同条件最强烈地牵连到?由于核能在关于技术连续性和转型的历史讨论中扮演着如此标志性的角色,回答这个问题可能有助于更广泛地理解“可持续性转型”这个新兴领域的社会技术在职性和非连续性。为此,我们采取了一种“诱拐”方法:利用9个潜在的相关标准来理解德国和英国所追求的不同方向。这些标准由30个参数组成,这些参数涵盖了与一般社会技术制度以及特别是核技术相关的文献,这些标准被分为核能和可再生能源等相关“挑战者技术”的“核心制度配置”的“内部”和“外部”。传统的社会技术制度理论强调的是“内部”标准,而对“外部”标准的探索相对较少。在每一项标准下询问,德国和英国哪个更有可能尝试停止核电,一幅清晰的画面浮现了出来。“内部”标准表明,英国试图停止核项目的可能性应该比德国更大——与目前发生的情况相反。“外部”标准更符合观察到的动态——特别是那些与军事核承诺和更广泛的“民主品质”有关的标准。尽管关于“民主”究竟是什么构成的框架存在许多差异,但在这一点上,丰富的政治科学文献一致认为德国比英国更积极。虽然仅基于一个案例,但社会技术制度理论是否可以有效地更多地关注民主的各个方面在构成重大技术中断和变革条件方面的普遍重要性,这一潜在的重要问题仍然被提出。如果是这样,其政策影响将是重大的。确定了未来研究的一些重要领域,包括民主的不同理解和具体方面的作用以及军事核承诺的特殊相关性-民用核政策文献中正在讨论的问题提出了民主问责制的问题。
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