Revocation of Suspension of Execution of Sentence and Due Process of Law

H. Park
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Abstract

Under the revision of the Penal Code in 1995, it became possible to attach probation as a condition to the suspension of execution of sentence. Before the revision, a suspension could be revoked only at the time of sentencing if it was discovered that due to legal restraints, the suspension would otherwise have been disqualified. If a person who was sentenced the suspension of execution of sentence with the condition of probation (hereinafter referred to as ‘the sentenced person’) is found to have seriously breeched the probation obligation, revocation procedure can be initiated. After reviewing whether or not the breech had actually occurred and assessing the gravity of the breech, the courts will render a decision as to revocation of the suspension. If the suspension is revoked, the sentenced person will be imprisoned for the original sentence. Because the revocation deprives the sentenced person of liberty, special care must be taken to adhere to the due process of law principle during the revocation procedure. Although securing the level of due process protection in revocation procedure would be difficult to attain to the level for the accused in criminal procedure, reasonable protections must be provided unless they conflict with the status of the sentenced person. The sentenced person must be given the opportunity to present evidence in his or her favor and to speak against any adverse evidence in open hearing. In special situations such as the sentenced person is in custody or is indigent, legal assistance must be provided according to the due process of law principle. These would provide the minimum level of protection. Especially in the revocation procedure of probation attached cases there must exist a more prudent and effectual hearing process in ascertaining the existence and gravity of the breaches. The Korean Criminal Procedure Act only requires that the court hear the sentenced person’s opinion regarding revocation with or without an open hearing thereby failing to offer minimum procedural protection. Strict evidence rules of typical criminal trials are not directly applied to the revocation hearing due to the basic differences of both procedures but could be used within a reasonable scope. In addition, through developing fair and objective revocation guidelines, unwarranted disparities in revocation decisions can be avoided or at the very least minimized.
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撤销缓刑与正当法律程序
根据1995年对《刑法》的修订,可以将缓刑作为暂停执行判决的条件之一。在修订前,只有在宣判时发现由于法律限制,中止执行不符合条件的,才能撤销中止执行。被判处缓期执行缓刑的人(以下简称被判刑人),严重违反缓刑义务的,可以提起撤销程序。法院将在审查是否确实发生过违章行为并评估违章行为的严重性后,作出撤销禁令的决定。如果被撤销缓刑,被判刑人将被判处原判徒刑。由于撤销判决剥夺了被判刑人的自由,在撤销判决过程中必须特别注意遵守正当法律程序原则。虽然在撤销诉讼程序中获得适当程序保护的水平很难达到刑事诉讼程序中被告的水平,但必须提供合理的保护,除非这些保护与被判刑人的地位相冲突。被判刑的人必须有机会在公开听证会上提出对他或她有利的证据,并对任何不利的证据发言。在被判刑人被拘留或贫困等特殊情况下,必须按照法律程序原则提供法律援助。这些将提供最低程度的保护。特别是在附带缓刑案件的撤销程序中,必须有一种更为审慎和有效的听证程序来确定违法行为的存在和严重程度。韩国的《刑事诉讼法》只要求法院以公开或不公开的方式听取被判刑人关于撤销的意见,因此未能提供最低限度的程序保护。典型刑事审判的严格证据规则由于两者程序的基本区别,不能直接适用于撤销听证,但可以在合理的范围内适用。此外,通过制定公平客观的撤销准则,可以避免或至少尽量减少撤销决定中不合理的差异。
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