Defining and typologising democratic innovations

S. Elstub, O. Escobar
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引用次数: 28

Abstract

Democratic innovation has become a buzzword. Despite the rapid increase in popularity of the term, amongst academics and practitioners, there is limited agreement about what should be classified as ‘democratic innovations’ and a lack of clarity and precision in the use of the term. This is understandable as it is an emergent field and ‘democracy’ itself is widely regarded as an ‘essentially contested concept’ (Gallie, 1955) while ‘innovation’ is interpreted in a number of different ways across different countries and policy areas (cf. Sørensen, 2017). Moreover, ‘democratic innovations are very different from one another and elude general characterisation’ (Fung and Warren, 2011: 347). Indeed, some time ago Smith (2005) identified 57 types and the number has surely increased exponentially since, including the myriad hybrids that now populate databases like Participedia or LATINNO.1 This chapter surveys the history of the term’s use through a scoping review of the scholarly literature; critically reviewing the different and dominant definitions currently employed, and finding that they are limited and unable to prevent concept stretching and to fully capture this dynamic field. The results of the scoping review further indicate that there is also no widely used typology of democratic innovations. Here we argue that this is hindering comparative analysis and understanding in this field. We define and establish a typology of democratic innovations, which will help identify important similarities across different types while clarifying distinctive features. Therefore, the typology will also enable structural and conceptual differences between types of democratic innovations to be identified. This is useful in its own right, but also because features of particular types of democratic innovation might be more suited to promoting different kinds of democratic goods. In section 1, we provide an overview of the scoping review and its results, highlighting the need for a new definition and typology to prevent concept stretching. In section 2, we explain and justify our definition of democratic innovations: Democratic innovations are processes or institutions that are new to a policy issue, policy role, or level of governance, and developed to reimagine and deepen the role of citizens in governance processes by increasing opportunities for participation, deliberation and influence. In section 3, drawing on Freeden’s (1994) morphological analysis of political concepts, a set of ineliminable (reimagining and deepening the role of citizens), quasi-contingent (participant selection method, mode of participation, mode of decision-making, extent of power and authority) and contextual features (policy area and stage, governance level) of democratic innovations are offered to produce a typology. It is argued that democratic innovations can be seen as a Wittgensteinian ‘family’ of conceptual clusters that include spaces and processes that have certain resemblance, but also differences that are determined by context. We identify four families of democratic innovations: mini-publics, participatory budgeting (PB), collaborative
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对民主创新进行定义和分类
民主创新已经成为一个流行词。尽管这一术语在学术界和实践者中迅速普及,但对于什么应该被归类为“民主创新”,以及在使用这一术语时缺乏清晰度和准确性,人们的共识有限。这是可以理解的,因为它是一个新兴领域,“民主”本身被广泛认为是一个“本质上有争议的概念”(Gallie, 1955),而“创新”在不同的国家和政策领域被以多种不同的方式解释(参见Sørensen, 2017)。此外,“民主创新彼此非常不同,难以概括”(Fung和Warren, 2011: 347)。事实上,不久前Smith(2005)确定了57种类型,自那以后,这个数字肯定呈指数增长,包括现在填充像Participedia或latino这样的数据库的无数杂交。1本章通过对学术文献的范围审查来调查该术语的使用历史;批判性地回顾目前使用的不同和主要的定义,发现它们是有限的,无法阻止概念的延伸,也无法充分捕捉这一动态领域。范围审查的结果进一步表明,也没有广泛使用的民主创新类型学。在此,我们认为这阻碍了对这一领域的比较分析和理解。我们定义并建立了民主创新的类型学,这将有助于识别不同类型之间的重要相似之处,同时澄清各自的特点。因此,类型学也将使不同类型的民主创新之间的结构和概念差异得以确定。这本身是有用的,但也因为特定类型的民主创新的特征可能更适合于促进不同类型的民主商品。在第1节中,我们概述了范围审查及其结果,强调需要一个新的定义和类型来防止概念延伸。在第2节中,我们解释并证明了我们对民主创新的定义:民主创新是对政策问题、政策角色或治理水平来说是新的过程或制度,并通过增加参与、审议和影响的机会来重新设想和深化公民在治理过程中的作用。在第三部分,借鉴Freeden(1994)对政治概念的形态学分析,提出了一套不可消除的(重新想象和深化公民的角色)、准偶然的(参与者选择方法、参与模式、决策模式、权力和权威的程度)和语境特征(政策领域和阶段、治理水平)的民主创新,以产生一个类型学。有人认为,民主创新可以被视为维特根斯坦式的概念集群“家族”,其中包括具有一定相似性的空间和过程,但也有由上下文决定的差异。我们确定了民主创新的四个家族:微型公众、参与式预算(PB)、协作式
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