Ontological Approach for the Management of Informed Consent Permissions

M. Grando, A. Boxwala, R. Schwab, N. Alipanah
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引用次数: 9

Abstract

We have developed an ontology-based model of subject's permissions and organization's obligations resulting from the informed consent process. For the initial evaluation of the ontology we modeled the research plan of an informed consent document currently used by the UCSD Moores Cancer Center (MCC) for collecting and banking biospecimens for use in cancer research. We have also populated the ontology with de-identified clinical data and sample data from patients who consented to participate in the study. Furthermore, we provided reasoning mechanisms to support requests from real uses cases involving researchers approaching MCC requesting access to use collected clinical data and biospecimens. We supported those requests by identifying resources available for reuse, while checking conformance with preexisting subject's permissions. Based on the lessons learned from this study we propose a scalable framework for specifying subject's permission and checking researcher's resource requests in compliance with given permissions. The proposed framework is an extension of an existing general-purpose policy engine based on XACML (eXtensible Access Control Markup Language), incorporating ontology-based reasoning. Given the lack of standards for sharing, integrating and checking compliance with subject's consents our research could have an important future practical impact.
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知情同意许可管理的本体方法
我们开发了一个基于本体的主体权限和组织义务模型,该模型由知情同意过程产生。为了对本体论进行初步评估,我们模拟了一份知情同意文件的研究计划,该文件目前被UCSD摩尔癌症中心(MCC)用于收集和储存用于癌症研究的生物标本。我们还用同意参与研究的患者的去识别临床数据和样本数据填充了本体。此外,我们提供了推理机制,以支持来自真实用例的请求,包括研究人员向MCC请求使用收集的临床数据和生物标本。我们通过识别可重用的资源来支持这些请求,同时检查是否符合先前存在的主题的权限。根据本研究的经验教训,我们提出了一个可扩展的框架,用于指定受试者的权限,并根据给定的权限检查研究人员的资源请求。建议的框架是对现有的基于XACML(可扩展访问控制标记语言)的通用策略引擎的扩展,并结合了基于本体的推理。鉴于缺乏共享、整合和检查受试者同意遵守情况的标准,我们的研究可能会对未来产生重要的实际影响。
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