Remembering Herbert Gutman's Work, Culture, and Society Fifty Years On

IF 0.3 Q4 INDUSTRIAL RELATIONS & LABOR Labor-Studies in Working-Class History of the Americas Pub Date : 2023-05-01 DOI:10.1215/15476715-10329890
Stacey L. Smith
{"title":"Remembering Herbert Gutman's <i>Work, Culture, and Society</i> Fifty Years On","authors":"Stacey L. Smith","doi":"10.1215/15476715-10329890","DOIUrl":null,"url":null,"abstract":"It has, admittedly, been a long time since I have read Herbert Gutman's Work, Culture, and Society in Industrializing America. The essays in this volume were foundational to my PhD training at the University of Wisconsin–Madison, an alma mater I share with Gutman, and I remember them as core texts in the labor history seminar that I took there as a second-year graduate student. As time went on, though, my research interests during my dissertation work and as an early career professor seemingly took me far afield from Gutman's emphasis on working-class formation and culture. I primarily identified as a historian of the US West and of the US Civil War and Reconstruction. My research, which dealt with unfree and quasi-free labor systems in California from the 1850s to the 1870s, did focus on work and workers. But as with many other Civil War and Reconstruction historians, my preoccupation has almost always been with the state. I want to know how labor and immigration exclusion policies shaped the lives of workers; how workers engaged with the state by contesting these laws and policies; how the state acted violently against workers; and how the outcomes of these struggles changed the overarching political history of the United States during Reconstruction.Given my research commitments, my first impression on rereading Work, Culture, and Society in Industrializing America was dissatisfaction at the weak emphasis on the state. There was precious little about the law, politics, and judicial proceedings that were at the heart of my own interpretations of labor history and inherently central to the Civil War and Reconstruction.In fact, one of Gutman's most provocative claims in the title essay of this volume is that the Civil War and Reconstruction may not have mattered all that much in the broader scheme of labor history. Gutman purposely disrupted the familiar periodization of national history that pivoted around the Civil War and Reconstruction as major turning points. Instead, he treated the period from 1843 to 1893 as a single unbroken era characterized by continuity, “common patterns of behavior,” rather than change.1 The “profound tension” between “American preindustrial social structure and the modernizing institutions that accompanied the development of industrial capitalism” remained the constant theme of American life, relatively uninterrupted by the Civil War and its aftermath.2After quieting my initial kneejerk protest—how could Gutman possibly discount the impact of emancipation and the Reconstruction amendments on labor history?—I gave serious thought to his argument about continuity across the pre–and post–Civil War periods. I concluded, to my surprise, that Gutman was ahead of his time in questioning whether the Civil War and Reconstruction were actually moments of tremendous rupture in national history.For decades, historians had emphasized that the United States victory over the Confederacy during the Civil War resulted in the consolidation of the power of the liberal US nation-state. The federal government emerged from the Civil War a powerful, muscular entity capable of crushing challenges to its authority across the nation. It quelled the slaveholder rebellion and installed free labor in the South, subdued and incorporated the Native peoples of the West, and crushed worker dissent in the North and Midwest.In the past ten years, however, Civil War and Reconstruction historians have begun to dismantle this image of the postwar American state. Their focus has instead been on the continuities between the pre–and post–Civil War United States: the uneven and ineffectual power of the federal government, the persistence of unfreedom after the end of slavery, and the hierarchy and violence that still structured social relations in a republic (allegedly) dedicated to liberal individualism and equality before the law. The picture of post–Civil War America that emerges from this new scholarship is much more chaotic and ambiguous, and more eerily similar to the antebellum era, than we have often imagined.3Gutman's delineation of workers’ struggles and working-class formation between 1843 and 1893 anticipated this new interpretation of the Civil War and Reconstruction eras. More importantly, his arguments suggest that a renewed focus on labor history—which many Civil War and Reconstruction historians abandoned after the 1980s—can help us trace the threads of continuity that bound together the antebellum and postbellum eras.First, Gutman's focus on workers’ persistent resistance to the ethos of liberal capitalism, which he highlights in both “Work, Culture, and Industrializing Society” and “Protestantism and the American Labor Movement,” undermines any notion that the US victory in the Civil War was also a victory for the Republican Party's vision of liberal citizenship. Scholars often blame the failure of Republican policy on recalcitrant former slaveholders in the South who refused to adopt free wage labor or acknowledge Black Americans’ equality before the law. Gutman reveals, however, that the nation's working people were themselves often rightly skeptical of a Republican liberalism that emphasized individual acquisitiveness over communal good, as well as Republicans’ vision of citizenship rooted firmly in the defense of private property over the right to economic justice. Workers’ resistance clearly shows that a liberal consensus did not triumph after the Civil War. Instead, the post–Civil War era saw the continuation of a battle over the legitimacy of liberal capitalism's cornerstone concepts that started long before the war and lasted long afterward.Second, and relatedly, the essays in the volume speak to Civil War and Reconstruction historians’ current emphasis on the inefficacy and unevenness of state power in the postwar era. Gutman's two lesser-known early articles at the end of Work, Culture, and Society in Industrializing America—“Trouble on the Railroads in 1873–1874” (1961) and “Two Lockouts in Pennsylvania, 1873–1874” (1959)—are especially worth revisiting because they show how the strength of workers’ community ties derailed (sometimes literally) industrialists’ efforts to harness the power of the state.4 Gutman's intensely local community studies reveal that the image of a muscular postwar state intervening on the behalf of capital to squash workers’ protests does not always resemble reality. In the smaller railroad towns of the Midwest and the coal towns of Pennsylvania during the early years of the Long Depression, the relationships that working-class people forged with middling shopkeepers, white-collar professionals, and small manufacturers often diluted the coercive power of the state. Middle-class leaders in local and municipal governments, who were often bound to their working-class neighbors through long-standing ties of friendship, common working-class origins, and a shared hatred of corporate autocracy, might side with protesting workers against large industrial operators or refuse to deploy state power against them. Together, working- and middle-class residents could frustrate capitalists who wanted to bring down the heavy hand of the postwar state on workers in the name of defending private property. Gutman's community studies remind scholars always to be attentive to the contested and highly contingent nature of state power over and in workers’ lives in the postwar era.Finally, Gutman's emphasis on the incomplete imposition of capitalist labor discipline on working people across the entire nineteenth century can transform our understanding of emancipation. Civil War and Reconstruction historians, including myself, frequently portray the abolition of slavery as a massive social, economic, and cultural transformation. The federal state tried to remake the lives of formerly enslaved people (and the lives of enslavers) by installing free wage labor, along with all of its coercive features—contracts, at-will employment, and time discipline—in the South. This interpretation of the postwar period rests on the assumption that free wage labor and all its disciplinary trappings were already fully developed in the North and that enslaved people had to be acclimated to ways of life that northern wageworkers had already been living under for at least one generation. Gutman's insight that capitalist labor discipline was still very much contested and in flux across all of the nineteenth century forces scholars to reevaluate both the significance of emancipation and the experience of the formerly enslaved. In particular, former slaves’ postemancipation labor struggles seem less disconnected, and less radically divergent, from those of northern wageworkers when we discover that both groups were actively shaping an incomplete, fluid, and contested capitalist vision of labor discipline still very much in the making. In this context, then, emancipation could be read as a continuation of pre–Civil War struggles over worker autonomy rather than as a complete break with antebellum labor history.On the whole, my rereading of Gutman's Work, Culture, and Society in Industrializing America in my academic middle age convinced me that I needed to revisit classic works in labor history more often. My work does not fundamentally focus on working-class formation, identity, or culture. Still, Gutman's distinctive periodization of the nineteenth century presents a different way of looking at the questions that concern me the most, including the meaning of freedom in the age of emancipation, the character of the post–Civil War state, and the policies and practices of labor coercion. Returning to labor history generally, and to Gutman specifically, may well be one of the most fruitful paths for revising our understanding of the world that the Civil War made.","PeriodicalId":43329,"journal":{"name":"Labor-Studies in Working-Class History of the Americas","volume":null,"pages":null},"PeriodicalIF":0.3000,"publicationDate":"2023-05-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Labor-Studies in Working-Class History of the Americas","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1215/15476715-10329890","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q4","JCRName":"INDUSTRIAL RELATIONS & LABOR","Score":null,"Total":0}
引用次数: 0

Abstract

It has, admittedly, been a long time since I have read Herbert Gutman's Work, Culture, and Society in Industrializing America. The essays in this volume were foundational to my PhD training at the University of Wisconsin–Madison, an alma mater I share with Gutman, and I remember them as core texts in the labor history seminar that I took there as a second-year graduate student. As time went on, though, my research interests during my dissertation work and as an early career professor seemingly took me far afield from Gutman's emphasis on working-class formation and culture. I primarily identified as a historian of the US West and of the US Civil War and Reconstruction. My research, which dealt with unfree and quasi-free labor systems in California from the 1850s to the 1870s, did focus on work and workers. But as with many other Civil War and Reconstruction historians, my preoccupation has almost always been with the state. I want to know how labor and immigration exclusion policies shaped the lives of workers; how workers engaged with the state by contesting these laws and policies; how the state acted violently against workers; and how the outcomes of these struggles changed the overarching political history of the United States during Reconstruction.Given my research commitments, my first impression on rereading Work, Culture, and Society in Industrializing America was dissatisfaction at the weak emphasis on the state. There was precious little about the law, politics, and judicial proceedings that were at the heart of my own interpretations of labor history and inherently central to the Civil War and Reconstruction.In fact, one of Gutman's most provocative claims in the title essay of this volume is that the Civil War and Reconstruction may not have mattered all that much in the broader scheme of labor history. Gutman purposely disrupted the familiar periodization of national history that pivoted around the Civil War and Reconstruction as major turning points. Instead, he treated the period from 1843 to 1893 as a single unbroken era characterized by continuity, “common patterns of behavior,” rather than change.1 The “profound tension” between “American preindustrial social structure and the modernizing institutions that accompanied the development of industrial capitalism” remained the constant theme of American life, relatively uninterrupted by the Civil War and its aftermath.2After quieting my initial kneejerk protest—how could Gutman possibly discount the impact of emancipation and the Reconstruction amendments on labor history?—I gave serious thought to his argument about continuity across the pre–and post–Civil War periods. I concluded, to my surprise, that Gutman was ahead of his time in questioning whether the Civil War and Reconstruction were actually moments of tremendous rupture in national history.For decades, historians had emphasized that the United States victory over the Confederacy during the Civil War resulted in the consolidation of the power of the liberal US nation-state. The federal government emerged from the Civil War a powerful, muscular entity capable of crushing challenges to its authority across the nation. It quelled the slaveholder rebellion and installed free labor in the South, subdued and incorporated the Native peoples of the West, and crushed worker dissent in the North and Midwest.In the past ten years, however, Civil War and Reconstruction historians have begun to dismantle this image of the postwar American state. Their focus has instead been on the continuities between the pre–and post–Civil War United States: the uneven and ineffectual power of the federal government, the persistence of unfreedom after the end of slavery, and the hierarchy and violence that still structured social relations in a republic (allegedly) dedicated to liberal individualism and equality before the law. The picture of post–Civil War America that emerges from this new scholarship is much more chaotic and ambiguous, and more eerily similar to the antebellum era, than we have often imagined.3Gutman's delineation of workers’ struggles and working-class formation between 1843 and 1893 anticipated this new interpretation of the Civil War and Reconstruction eras. More importantly, his arguments suggest that a renewed focus on labor history—which many Civil War and Reconstruction historians abandoned after the 1980s—can help us trace the threads of continuity that bound together the antebellum and postbellum eras.First, Gutman's focus on workers’ persistent resistance to the ethos of liberal capitalism, which he highlights in both “Work, Culture, and Industrializing Society” and “Protestantism and the American Labor Movement,” undermines any notion that the US victory in the Civil War was also a victory for the Republican Party's vision of liberal citizenship. Scholars often blame the failure of Republican policy on recalcitrant former slaveholders in the South who refused to adopt free wage labor or acknowledge Black Americans’ equality before the law. Gutman reveals, however, that the nation's working people were themselves often rightly skeptical of a Republican liberalism that emphasized individual acquisitiveness over communal good, as well as Republicans’ vision of citizenship rooted firmly in the defense of private property over the right to economic justice. Workers’ resistance clearly shows that a liberal consensus did not triumph after the Civil War. Instead, the post–Civil War era saw the continuation of a battle over the legitimacy of liberal capitalism's cornerstone concepts that started long before the war and lasted long afterward.Second, and relatedly, the essays in the volume speak to Civil War and Reconstruction historians’ current emphasis on the inefficacy and unevenness of state power in the postwar era. Gutman's two lesser-known early articles at the end of Work, Culture, and Society in Industrializing America—“Trouble on the Railroads in 1873–1874” (1961) and “Two Lockouts in Pennsylvania, 1873–1874” (1959)—are especially worth revisiting because they show how the strength of workers’ community ties derailed (sometimes literally) industrialists’ efforts to harness the power of the state.4 Gutman's intensely local community studies reveal that the image of a muscular postwar state intervening on the behalf of capital to squash workers’ protests does not always resemble reality. In the smaller railroad towns of the Midwest and the coal towns of Pennsylvania during the early years of the Long Depression, the relationships that working-class people forged with middling shopkeepers, white-collar professionals, and small manufacturers often diluted the coercive power of the state. Middle-class leaders in local and municipal governments, who were often bound to their working-class neighbors through long-standing ties of friendship, common working-class origins, and a shared hatred of corporate autocracy, might side with protesting workers against large industrial operators or refuse to deploy state power against them. Together, working- and middle-class residents could frustrate capitalists who wanted to bring down the heavy hand of the postwar state on workers in the name of defending private property. Gutman's community studies remind scholars always to be attentive to the contested and highly contingent nature of state power over and in workers’ lives in the postwar era.Finally, Gutman's emphasis on the incomplete imposition of capitalist labor discipline on working people across the entire nineteenth century can transform our understanding of emancipation. Civil War and Reconstruction historians, including myself, frequently portray the abolition of slavery as a massive social, economic, and cultural transformation. The federal state tried to remake the lives of formerly enslaved people (and the lives of enslavers) by installing free wage labor, along with all of its coercive features—contracts, at-will employment, and time discipline—in the South. This interpretation of the postwar period rests on the assumption that free wage labor and all its disciplinary trappings were already fully developed in the North and that enslaved people had to be acclimated to ways of life that northern wageworkers had already been living under for at least one generation. Gutman's insight that capitalist labor discipline was still very much contested and in flux across all of the nineteenth century forces scholars to reevaluate both the significance of emancipation and the experience of the formerly enslaved. In particular, former slaves’ postemancipation labor struggles seem less disconnected, and less radically divergent, from those of northern wageworkers when we discover that both groups were actively shaping an incomplete, fluid, and contested capitalist vision of labor discipline still very much in the making. In this context, then, emancipation could be read as a continuation of pre–Civil War struggles over worker autonomy rather than as a complete break with antebellum labor history.On the whole, my rereading of Gutman's Work, Culture, and Society in Industrializing America in my academic middle age convinced me that I needed to revisit classic works in labor history more often. My work does not fundamentally focus on working-class formation, identity, or culture. Still, Gutman's distinctive periodization of the nineteenth century presents a different way of looking at the questions that concern me the most, including the meaning of freedom in the age of emancipation, the character of the post–Civil War state, and the policies and practices of labor coercion. Returning to labor history generally, and to Gutman specifically, may well be one of the most fruitful paths for revising our understanding of the world that the Civil War made.
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纪念赫伯特·古特曼的《五十年来的工作、文化和社会》
诚然,我已经很久没有读过赫伯特·古特曼的《美国工业化中的工作、文化和社会》了。这本书中的文章是我在威斯康星大学麦迪逊分校(University of Wisconsin-Madison)攻读博士学位的基础,这是我和古特曼共同的母校,我记得它们是我在那里读研究生二年级时参加的劳工史研讨会的核心文本。然而,随着时间的推移,我的研究兴趣在我的论文工作和作为一个早期职业教授似乎使我远离了古特曼对工人阶级形成和文化的重视。我主要研究美国西部以及美国内战和重建的历史学家。我的研究涉及19世纪50年代至70年代加州的不自由和准自由劳工制度,确实关注工作和工人。但与其他许多内战和重建历史学家一样,我的注意力几乎总是放在国家上。我想知道排斥劳工和移民的政策是如何影响工人的生活的;工人们是如何通过反对这些法律和政策与国家打交道的;国家如何对工人采取暴力行动;以及这些斗争的结果如何改变了重建时期美国的总体政治史。鉴于我的研究承诺,重读《美国工业化中的工作、文化和社会》给我的第一印象是对对国家重视不够感到不满。书中关于法律、政治和司法程序的内容少之又少,而这些正是我对劳工历史的解读的核心,也是南北战争和重建时期的核心。事实上,古特曼在这本书的标题文章中最具挑衅性的观点之一是,内战和重建在劳工历史的更广泛的计划中可能并不那么重要。古特曼故意打破了人们熟悉的以内战和重建为主要转折点的国家历史分期。相反,他把1843年到1893年这段时期视为一个单一的不间断的时代,其特征是连续性,“共同的行为模式”,而不是变化“美国工业化前的社会结构与伴随工业资本主义发展而来的现代化制度”之间的“深刻张力”仍然是美国生活的永恒主题,相对而言,南北战争及其后果并未中断。在平息了我最初下意识的抗议之后——古特曼怎么可能低估解放黑奴和重建修正案对劳工历史的影响呢?我认真思考了他关于南北战争前后的连续性的观点。令我惊讶的是,我得出的结论是,古特曼在质疑内战和重建是否真的是国家历史上巨大断裂的时刻方面走在了他的时代的前面。几十年来,历史学家一直强调,美国在内战期间对南部邦联的胜利,导致了美国自由民族国家权力的巩固。联邦政府从内战中崛起,成为一个强大的实体,能够在全国范围内粉碎对其权威的挑战。它平息了奴隶主的叛乱,在南方建立了自由劳工制度,制服并合并了西部的原住民,并镇压了北部和中西部工人的异议。然而,在过去的十年里,内战和重建历史学家已经开始拆除战后美国国家的这种形象。相反,他们的重点是美国内战前后的连续性:联邦政府权力的不平衡和无效,奴隶制结束后不自由的持续存在,以及在一个(据称)致力于自由个人主义和法律面前人人平等的共和国中,仍然构成社会关系的等级制度和暴力。从这种新的学术研究中浮现出的内战后美国的图景,比我们通常想象的要混乱和模糊得多,与南北战争前的时代有着惊人的相似。古特曼对1843年至1893年间工人斗争和工人阶级形成的描述,预示着这种对内战和重建时期的新解释。更重要的是,他的观点表明,重新关注劳工史——许多内战和重建历史学家在20世纪80年代后放弃了这一研究——可以帮助我们追踪将南北战争前后时代联系在一起的连续性线索。首先,古特曼在《工作、文化与工业化社会》和《新教与美国劳工运动》中都强调了工人对自由资本主义精神的持续抵抗,他对这一点的关注破坏了任何一种观念,即美国内战的胜利也是共和党自由公民愿景的胜利。
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