First-principles Calculation Methods for Periodic Systems Under External Electromagnetic Fields

None Lv Chengye, None Chen Yingwei, None Xie Muting, None Li Xueyang, None Yu Hongyu, None Zhong Yang, None Xiang Hongjun
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Abstract

The exploration of electromagnetic field influences on material characteristics remains a pivotal concern within scientific investigations. Nonetheless, in the realm of computational condensed matter physics, traditional density functional theory's extrapolation to scenarios inclusive of external electromagentic fields poses considerable challenges. These issues largely stem from the disruption of translational symmetry by external fields inherent in periodic systems, rendering Bloch's theorem inoperative. Consequently, the employment of first-principles methodologies in calculating material properties in the presence of external fields becomes an intricate task, especially in circumstances where the external field cannot be approximated as a minor perturbation. Over the past two decades, a significant number of scholars within the field of computational condensed matter physics have dedicated their work towards the formulation and refinement of first-principles computational methodologies adept at handling periodic systems subjected to finite external fields. This paper endeavors to systematically recapitulate these theoretical methodologies and their application across a broad spectrum including, but not limited to, ferroelectric, piezoelectric, ferromagnetic, and multiferroic domains. In the initial segment of this paper, we provide a succinct exposition on modern theory of polarization and delineate the process of constructing two methodologies for computations in finite electric fields predicated on this theory in conjunction with density functional theory. The succeeding segment delves into the integration of external magnetic fields into density functional theory and examines the accompanying computational procedures alongside the challenges they present. In the third segment, we firstly reflect on the first-principles effective Hamiltonian method, prevalent in the study of magnetic, ferroelectric and multiferroic systems, along with its adaptations for situations involving external fields. Concluding the paper, we introduce the exciting developments in constructing effective Hamiltonian models using neural network methods from machine learning, and their extensions under consideration of external fields.
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外电磁场作用下周期系统的第一性原理计算方法
探索电磁场对材料特性的影响仍然是科学研究中的一个关键问题。然而,在计算凝聚态物理领域,传统的密度泛函理论对包括外部电磁场在内的场景的外推提出了相当大的挑战。这些问题很大程度上源于周期系统固有的外场对平移对称性的破坏,使得布洛赫定理失效。因此,在计算存在外场的材料性质时,使用第一性原理方法成为一项复杂的任务,特别是在外场不能近似为微小扰动的情况下。在过去的二十年中,计算凝聚态物理领域的大量学者致力于制定和改进第一性原理计算方法,以熟练地处理受有限外场影响的周期系统。本文试图系统地概括这些理论方法及其在广泛领域的应用,包括但不限于铁电、压电、铁磁和多铁性领域。在本文的开头部分,我们简要地阐述了现代极化理论,并描述了在该理论与密度泛函理论结合的基础上构建两种有限电场计算方法的过程。接下来的部分将深入研究外部磁场与密度泛函理论的整合,并研究伴随的计算过程以及它们所带来的挑战。在第三部分中,我们首先反思了在磁性、铁电和多铁系统研究中普遍存在的第一性原理有效哈密顿方法,以及它对涉及外场的情况的适应性。最后,我们介绍了利用机器学习中的神经网络方法构建有效哈密顿模型的令人兴奋的进展,以及它们在考虑外部领域下的扩展。
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