Responsive and Adaptive Designs in Repeated Cross-National Surveys: A Simulation Study

IF 1.6 4区 数学 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Journal of Survey Statistics and Methodology Pub Date : 2023-10-27 DOI:10.1093/jssam/smad038
Hafsteinn Einarsson, Alexandru Cernat, Natalie Shlomo
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Abstract

Abstract Cross-national surveys run the risk of differential survey errors, where data collected vary in quality from country to country. Responsive and adaptive survey designs (RASDs) have been proposed as a way to reduce survey errors, by leveraging auxiliary variables to inform fieldwork efforts, but have rarely been considered in the context of cross-national surveys. Using data from the European Social Survey, we simulate fieldwork in a repeated cross-national survey using RASD where fieldwork efforts are ended early for selected units in the final stage of data collection. Demographic variables, paradata (interviewer observations), and contact data are used to inform fieldwork efforts. Eight combinations of response propensity models and selection mechanisms are evaluated in terms of sample composition (as measured by the coefficient of variation of response propensities), response rates, number of contact attempts saved, and effects on estimates of target variables in the survey. We find that sample balance can be improved in many country-round combinations. Response rates can be increased marginally and targeting high propensity respondents could lead to significant cost savings associated with making fewer contact attempts. Estimates of target variables are not changed by the case prioritizations used in the simulations, indicating that they do not impact nonresponse bias. We conclude that RASDs should be considered in cross-national surveys, but that more work is needed to identify suitable covariates to inform fieldwork efforts.
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重复跨国调查中的响应性和适应性设计:模拟研究
跨国调查存在差异调查误差的风险,其中收集的数据质量因国而异。响应性和适应性调查设计(rasd)已经被提出作为一种减少调查误差的方法,通过利用辅助变量来通知实地工作,但很少在跨国调查的背景下被考虑。使用来自欧洲社会调查的数据,我们使用RASD在重复的跨国调查中模拟实地工作,在数据收集的最后阶段,对选定的单位提前结束实地工作。人口统计变量、para(采访者观察结果)和联系数据被用来为实地工作提供信息。根据样本组成(通过反应倾向的变异系数来衡量)、反应率、节省的接触次数以及对调查中目标变量估计的影响,评估了8种反应倾向模型和选择机制的组合。我们发现,在许多国家/地区的组合中,样本平衡可以得到改善。回复率可以略微提高,针对高倾向的受访者可以通过减少接触尝试来节省大量成本。在模拟中使用的情况优先级不会改变目标变量的估计,这表明它们不会影响非响应偏差。我们的结论是,rasd应该在跨国调查中考虑,但需要更多的工作来确定合适的协变量,以告知实地工作的努力。
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来源期刊
CiteScore
4.30
自引率
9.50%
发文量
40
期刊介绍: The Journal of Survey Statistics and Methodology, sponsored by AAPOR and the American Statistical Association, began publishing in 2013. Its objective is to publish cutting edge scholarly articles on statistical and methodological issues for sample surveys, censuses, administrative record systems, and other related data. It aims to be the flagship journal for research on survey statistics and methodology. Topics of interest include survey sample design, statistical inference, nonresponse, measurement error, the effects of modes of data collection, paradata and responsive survey design, combining data from multiple sources, record linkage, disclosure limitation, and other issues in survey statistics and methodology. The journal publishes both theoretical and applied papers, provided the theory is motivated by an important applied problem and the applied papers report on research that contributes generalizable knowledge to the field. Review papers are also welcomed. Papers on a broad range of surveys are encouraged, including (but not limited to) surveys concerning business, economics, marketing research, social science, environment, epidemiology, biostatistics and official statistics. The journal has three sections. The Survey Statistics section presents papers on innovative sampling procedures, imputation, weighting, measures of uncertainty, small area inference, new methods of analysis, and other statistical issues related to surveys. The Survey Methodology section presents papers that focus on methodological research, including methodological experiments, methods of data collection and use of paradata. The Applications section contains papers involving innovative applications of methods and providing practical contributions and guidance, and/or significant new findings.
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