Multivariate regression trees as an “explainable machine learning” approach to explore relationships between hydroclimatic characteristics and agricultural and hydrological drought severity: case of study Cesar River basin

Ana Paez-Trujilo, Jeffer Cañon, Beatriz Hernandez, G. Corzo, Dimitri Solomatine
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Abstract

Abstract. The typical drivers of drought events are lower than normal precipitation and/or higher than normal evaporation. The region's characteristics may enhance or alleviate the severity of these events. Evaluating the combined effect of the multiple factors influencing droughts requires innovative approaches. This study applies hydrological modelling and a machine learning tool to assess the relationship between hydroclimatic characteristics and the severity of agricultural and hydrological droughts. The Soil Water Assessment Tool (SWAT) is used for hydrological modelling. Model outputs, soil moisture and streamflow, are used to calculate two drought indices, namely the Soil Moisture Deficit Index and the Standardized Streamflow Index. Then, drought indices are utilised to identify the agricultural and hydrological drought events during the analysis period, and the index categories are employed to describe their severity. Finally, the multivariate regression tree technique is applied to assess the relationship between hydroclimatic characteristics and the severity of agricultural and hydrological droughts. Our research indicates that multiple parameters influence the severity of agricultural and hydrological droughts in the Cesar River basin. The upper part of the river valley is very susceptible to agricultural and hydrological drought. Precipitation shortfalls and high potential evapotranspiration drive severe agricultural drought, whereas limited precipitation influences severe hydrological drought. In the middle part of the river, inadequate rainfall partitioning and an unbalanced water cycle that favours water loss through evapotranspiration and limits percolation cause severe agricultural and hydrological drought conditions. Finally, droughts are moderate in the basin's southern part (Zapatosa marsh and the Serranía del Perijá foothills). Moderate sensitivity to agricultural and hydrological droughts is related to the capacity of the subbasins to retain water, which lowers evapotranspiration losses and promotes percolation. Results show that the presented methodology, combining hydrological modelling and a machine learning tool, provides valuable information about the interplay between the hydroclimatic factors that influence drought severity in the Cesar River basin.
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多元回归树作为一种 "可解释机器学习 "方法,用于探索水文气候特征与农业和水文干旱严重程度之间的关系:塞萨尔河流域研究案例
摘要干旱事件的典型驱动因素是降水量低于正常水平和/或蒸发量高于正常水平。区域特征可能会增强或减轻这些事件的严重性。评估影响干旱的多种因素的综合效应需要创新的方法。本研究采用水文模型和机器学习工具来评估水文气候特征与农业和水文干旱严重程度之间的关系。土壤水评估工具 (SWAT) 被用于水文建模。模型输出、土壤水分和溪流被用来计算两个干旱指数,即土壤水分缺失指数和标准化溪流指数。然后,利用干旱指数确定分析期间的农业和水文干旱事件,并利用指数类别描述其严重程度。最后,应用多元回归树技术评估水文气候特征与农业和水文干旱严重程度之间的关系。我们的研究表明,多种参数影响着塞萨尔河流域农业和水文干旱的严重程度。河谷上游地区非常容易遭受农业和水文干旱。降水不足和潜在蒸散量大导致严重的农业干旱,而有限的降水则影响严重的水文干旱。在河流中段,降雨分区不足,水循环不平衡,有利于蒸发失水而限制渗水,造成严重的农业和水文干旱。最后,盆地南部(萨帕托萨沼泽和佩里哈山麓)的干旱程度为中等。对农业和水文干旱的适度敏感性与子流域的保水能力有关,保水能力可降低蒸散损失并促进渗流。研究结果表明,所介绍的方法结合了水文模型和机器学习工具,可提供有关影响塞萨尔河流域干旱严重程度的水文气候因素之间相互作用的宝贵信息。
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