Brain activation during processing of mouth actions in patients with disorders of consciousness

A. Errante, S. Ferraro, G. Demichelis, C. Pinardi, Mario Stanziano, D. Sattin, D. Rossi Sebastiano, Stefano Rozzi, Ludovico D’Incerti, Eleonora Catricalà, Matilde Leonardi, M. Bruzzone, L. Fogassi, A. Nigri
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Abstract

In the past two decades several attempts have been made to promote a correct diagnosis and possible restorative interventions in patients suffering from Disorders of Consciousness (DOC). Sensory stimulation has been proved to be useful in sustaining the level of arousal/awareness and to improve behavioral responsiveness with a significant effect on oro-motor functions. Recently, action observation has been proposed as a stimulation strategy in DOC patients, based on neurophysiological evidence that the motor cortex can be activated not only during action execution, but also when actions are merely observed in the absence of motor output, or during listening to action sounds and speech. This mechanism is provided by the activity of mirror neurons. In the present study, a group of patients with DOC (11 males, 4 females; median age: 55 years; age range 19-74 years) underwent task-based functional MRI in which they had, in one condition, to observe and listen to the sound of mouth actions, in another condition, to listen to verbs with motor or abstract content. In order to verify the presence of residual activation of the mirror neuron system, brain activations of patients were compared with that of a group of healthy individuals (7 males, 8 females; median age: 33.4 years; age range: 24-65 years) preforming the same tasks. The results show that brain activations were lower in DOC patients compared with controls, except for primary auditory areas. During the audiovisual task, 5 out of 15 DOC patients showed only residual activation of low-level visual and auditory areas. Activation of high-level parieto-premotor areas was present in 6 patients. During the listening task, 3 patients showed only low-level activations, and 6 patients activated also high-level areas. Interestingly, in both tasks, one patient with a clinical diagnosis of vegetative state showed activations of high-level areas. Region of interest analysis on Blood Oxygen Level Dependent (BOLD) signal change in temporal, parietal and premotor cortex revealed a significant linear relation with the level of clinical functioning, assessed with Coma Recovery Scale-Revised. We propose a classification of the patient’s response based on the presence of low-level and high-level activations, combined with patient’s functional level. These findings support the use of action observation and listening as possible stimulation strategies in DOC patients and highlight the relevance of combined methods based on functional assessment and brain imaging to provide more detailed neuroanatomical specificity about residual activated areas at both cortical and subcortical levels.
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意识障碍患者在处理口腔动作时的大脑激活情况
在过去的二十年里,人们曾多次尝试对意识障碍(DOC)患者进行正确的诊断和可能的恢复性干预。事实证明,感官刺激有助于维持唤醒/意识水平,改善行为反应能力,对口腔运动功能有显著效果。最近,有人建议将动作观察作为一种刺激 DOC 患者的策略,其依据是神经生理学证据表明,运动皮层不仅可以在执行动作时被激活,而且可以在没有动作输出的情况下仅仅观察动作时被激活,或者在聆听动作声音和语言时被激活。镜像神经元的活动提供了这一机制。在本研究中,一组 DOC 患者(11 名男性,4 名女性;中位年龄:55 岁;年龄范围:19-74 岁)接受了基于任务的功能磁共振成像,在一种情况下,他们需要观察和倾听口腔动作的声音,在另一种情况下,他们需要倾听具有运动或抽象内容的动词。为了验证镜像神经元系统是否存在残余激活,我们将患者的大脑激活情况与一组健康人(7 男 8 女;年龄中位数:33.4 岁;年龄范围:24-65 岁)执行相同任务时的大脑激活情况进行了比较。结果显示,与对照组相比,DOC 患者的大脑激活度较低,但初级听觉区域除外。在视听任务中,15 名 DOC 患者中有 5 人仅表现出低水平视觉和听觉区域的残余激活。6 名患者的顶叶运动区出现了高级激活。在听力任务中,3 名患者只表现出低水平激活,6 名患者也激活了高水平区域。有趣的是,在这两项任务中,一名临床诊断为植物人的患者都出现了高级区域的激活。对颞叶、顶叶和运动前皮层的血氧浓度依赖性(BOLD)信号变化进行的兴趣区分析表明,其与昏迷恢复量表(Coma Recovery Scale-Revised)评估的临床功能水平存在显著的线性关系。我们根据低水平和高水平激活的存在情况,结合患者的功能水平,对患者的反应进行了分类。这些研究结果支持在 DOC 患者中使用动作观察和聆听作为可能的刺激策略,并强调了基于功能评估和脑成像的综合方法的相关性,以提供有关皮层和皮层下水平残余激活区域的更详细的神经解剖特异性。
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