Action-guidance and AI ethics: the case of fair machine learning

Otto Sahlgren
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Abstract

A prominent approach to implementing AI ethics involves translating ethical principles, such as fairness and transparency, into practical frameworks and tools that responsible agents, such as ML developers, can use to ensure that machine learning systems act according to the relevant principles. Fair machine learning research exemplifies this approach by producing frameworks and software toolkits that responsible agents could apply to align machine learning systems with principles such as fairness, equality, and justice. However, the application of available frameworks and tools has proven challenging both due to ambiguous operationalization of the relevant principles and many real-life obstacles that agents face in the context of machine learning system design and development, such as lack of access to proper evaluation data. This article conceptualizes these problems as instances of a more general “action-guidance gap” in AI ethics. The article addresses the action-guidance gap by outlining a philosophical account of action-guidance that can be used to identify and address problems related to the specification and practical implementation of AI ethics principles. Centering on fair machine learning practice as a case example, the article presents a set of detailed requirements for action-guidance in fair machine learning practice which explain problems that previous studies have identified with regard to the real-life application of fair machine learning frameworks and tools. Paving a way forward, the article presents theoretical and practical lessons for ensuring action-guidance in fairness-sensitive design, with implications for AI ethics more generally.

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行动指南与人工智能伦理:公平机器学习案例
实现人工智能伦理的一个突出方法是将公平和透明度等伦理原则转化为实用的框架和工具,负责任的代理(如ML开发人员)可以使用这些框架和工具来确保机器学习系统按照相关原则行事。公平的机器学习研究通过产生框架和软件工具包来例证这种方法,负责任的代理可以应用这些框架和软件工具包来使机器学习系统与公平、平等和正义等原则保持一致。然而,由于相关原则的模糊操作化以及智能体在机器学习系统设计和开发中面临的许多现实障碍,例如缺乏对适当评估数据的访问,可用框架和工具的应用已被证明具有挑战性。本文将这些问题定义为AI伦理中更普遍的“行动指导差距”。本文通过概述行动指导的哲学解释来解决行动指导的差距,行动指导可用于识别和解决与人工智能伦理原则的规范和实际实施相关的问题。本文以公平机器学习实践为例,提出了公平机器学习实践中行动指导的一组详细要求,这些要求解释了以前的研究在公平机器学习框架和工具的实际应用中发现的问题。这篇文章为确保公平敏感设计中的行动指导提供了理论和实践经验,为未来铺平了道路,并对更广泛的人工智能伦理产生了影响。
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