Incorporating empirical knowledge into data-driven variable selection for quantitative analysis of coal ash content by laser-induced breakdown spectroscopy

Yihan Lv, Wei-xi Song, Z. Hou, Zhe Wang
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Abstract

Nowadays, laser-induced breakdown spectroscopy (LIBS) has become a widely used atomic spectroscopic technique for rapid coal analysis. While the vast spectral information in LIBS contains signal uncertainty, which can impact its quantification performance. In this work, we proposed a hybrid variable selection method to improve the performance of LIBS quantification. Important variables are first identified using Pearson’s correlation coefficient (PCC), mutual information (MI), least absolute shrinkage and selection operator (LASSO) and random forest (RF), and then filtered and combined with empirical variables related to fingerprint elements of coal ash content. Subsequently, these variables are fed into partial least squares regression (PLSR). Additionally, in some models, certain variables unrelated to ash content were removed manually to study the variable deselection’s impact on model performance. The proposed hybrid strategy was tested on three LIBS datasets for quantitative analysis of coal ash content and compared with the corresponding data-driven baseline method. It is significantly better than the variable selection only based on empirical knowledge and in most cases outperforms the baseline method. The results showed that on all three datasets, hybrid strategy for variable selection combining empirical knowledge and data-driven algorithms achieved the lowest RMSEP values of 1.605, 3.478 and 1.647, respectively, which were significantly lower than those obtained from multiple linear regression using only 12 empirical variables, which are 1.959, 3.718 and 2.181, respectively. The EMP-LASSO-PLSR model with 20 selected variables exhibited a significant improving performance after variable deselection, with RMSEP values dropping from 1.635, 3.962, 1.647 to 1.483, 3.086, 1.567, respectively. Such results demonstrate that using empirical knowledge as a support to data-driven variable selection can be a viable approach to improve the accuracy and reliability of LIBS quantification.
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在利用激光诱导击穿光谱定量分析煤灰含量的数据驱动变量选择中纳入经验知识
如今,激光诱导击穿光谱(LIBS)已成为一种广泛应用于煤炭快速分析的原子光谱技术。然而,LIBS 中的大量光谱信息包含信号的不确定性,这会影响其定量性能。在这项工作中,我们提出了一种混合变量选择方法来提高 LIBS 的定量性能。首先利用皮尔逊相关系数(PCC)、互信息(MI)、最小绝对收缩与选择算子(LASSO)和随机森林(RF)识别重要变量,然后过滤并结合与煤灰含量指纹元素相关的经验变量。随后,这些变量被送入偏最小二乘回归(PLSR)。此外,在某些模型中,还手动删除了某些与灰分无关的变量,以研究变量删除对模型性能的影响。所提出的混合策略在三个 LIBS 数据集上进行了测试,用于煤灰含量的定量分析,并与相应的数据驱动基线方法进行了比较。该方法明显优于仅基于经验知识的变量选择,并且在大多数情况下优于基线方法。结果表明,在所有三个数据集上,结合经验知识和数据驱动算法的变量选择混合策略取得了最低的 RMSEP 值,分别为 1.605、3.478 和 1.647,明显低于仅使用 12 个经验变量的多元线性回归所取得的 RMSEP 值,分别为 1.959、3.718 和 2.181。包含 20 个选定变量的 EMP-LASSO-PLSR 模型在删除变量后表现出显著的改进,RMSEP 值分别从 1.635、3.962、1.647 降至 1.483、3.086、1.567。这些结果表明,利用经验知识作为数据驱动变量选择的支持,是提高 LIBS 定量准确性和可靠性的可行方法。
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