SOC estimation and fault identification strategy of energy storage battery PACK: Based on adaptive sliding mode observer

Huang Xueyi, Tinglong Pan
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Abstract

Accurate state of charge (SOC) estimation and fault identification and localization are crucial in the field of battery system management. This article proposes an innovative method based on sliding mode observation theory for SOC estimation and short‐circuit fault location. The core of this new method is the design of an adaptive sliding mode observer, which reduces jitter by introducing adaptive switching gain, establishes an internal loop of gain and error, and improves the performance of SOC estimation. In addition, recursive least squares method was used to identify the key parameters of the model. Secondly, based on obtaining the SOC of each battery cell in series with the energy storage PACK, the specificity of the faulty battery cell in SOC change trend is utilized to identify and locate the short‐circuit fault of the energy storage PACK. The simulation and test results show that the designed adaptive sliding mode observer can significantly improve the estimation accuracy of SOC and has better stability. Compared to the commonly used Kalman estimation and BP neural network estimation methods, the designed method has improved accuracy by 5.53% and 3.42%, respectively. In addition, based on the accurate identification of SOC, the short‐circuit fault diagnosis results of the battery PACK have a high accuracy, confirming the feasibility and effectiveness of the designed strategy that includes SOC estimation and short‐circuit fault identification and positioning, and has broad application prospects.
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储能电池 PACK 的 SOC 估算和故障识别策略:基于自适应滑模观测器
准确的电荷状态(SOC)估计以及故障识别和定位在电池系统管理领域至关重要。本文提出了一种基于滑模观测理论的创新方法,用于 SOC 估算和短路故障定位。这种新方法的核心是设计一种自适应滑模观测器,通过引入自适应开关增益来减少抖动,建立增益和误差的内部循环,提高 SOC 估计的性能。此外,还采用了递归最小二乘法来确定模型的关键参数。其次,在获得与储能 PACK 串联的每个电池单元的 SOC 的基础上,利用故障电池单元在 SOC 变化趋势中的特异性来识别和定位储能 PACK 的短路故障。仿真和测试结果表明,所设计的自适应滑模观测器能显著提高 SOC 的估计精度,并具有更好的稳定性。与常用的卡尔曼估计法和 BP 神经网络估计法相比,所设计的方法分别提高了 5.53% 和 3.42% 的精度。此外,在准确识别 SOC 的基础上,电池 PACK 的短路故障诊断结果具有较高的准确性,证实了所设计的包含 SOC 估计和短路故障识别定位的策略的可行性和有效性,具有广阔的应用前景。
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