ON RANK NOT ONLY IN NSOP THEORIES

Abstract

We introduce a family of local ranks $D_Q$ depending on a finite set Q of pairs of the form $(\varphi (x,y),q(y)),$ where $\varphi (x,y)$ is a formula and $q(y)$ is a global type. We prove that in any NSOP$_1$ theory these ranks satisfy some desirable properties; in particular, $D_Q(x=x)<\omega $ for any finite tuple of variables x and any Q, if $q\supseteq p$ is a Kim-forking extension of types, then $D_Q(q)<D_Q(p)$ for some Q, and if $q\supseteq p$ is a Kim-non-forking extension, then $D_Q(q)=D_Q(p)$ for every Q that involves only invariant types whose Morley powers are -stationary. We give natural examples of families of invariant types satisfying this property in some NSOP$_1$ theories.

We also answer a question of Granger about equivalence of dividing and dividing finitely in the theory $T_\infty $ of vector spaces with a generic bilinear form. We conclude that forking equals dividing in $T_\infty $, strengthening an earlier observation that $T_\infty $ satisfies the existence axiom for forking independence.

Finally, we slightly modify our definitions and go beyond NSOP$_1$ to find out that our local ranks are bounded by the well-known ranks: the inp-rank (burden), and hence, in particular, by the dp-rank. Therefore, our local ranks are finite provided that the dp-rank is finite, for example, if T is dp-minimal. Hence, our notion of rank identifies a non-trivial class of theories containing all NSOP$_1$ and NTP$_2$ theories.