Experimental study of rehearsal-based incremental classification of document streams

IF 1.8 4区 计算机科学 Q3 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE International Journal on Document Analysis and Recognition Pub Date : 2024-05-11 DOI:10.1007/s10032-024-00467-w
Usman Malik, Muriel Visani, Nicolas Sidere, Mickael Coustaty, Aurelie Joseph
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Abstract

This research work proposes a novel protocol for rehearsal-based incremental learning models for the classification of business document streams using deep learning and, in particular, transformer-based natural language processing techniques. When implementing a rehearsal-based incremental classification model, the questions raised most often for parameterizing the model relate to the number of instances from “old” classes (learned in previous training iterations) which need to be kept in memory and the optimal number of new classes to be learned at each iteration. In this paper, we propose an incremental learning protocol that involves training incremental models using a weight-sharing strategy between transformer model layers across incremental training iterations. We provide a thorough experimental study that enables us to determine optimal ranges for various parameters in the context of incremental classification of business document streams. We also study the effect of the order in which the classes are presented to the model for learning and the effects of class imbalance on the model’s performances. Our results reveal no significant difference in the performances of our incrementally trained model and its statically trained counterpart after all training iterations (especially when, in the presence of class imbalance, the most represented classes are learned first). In addition, our proposed approach shows an improvement of 1.55% and 3.66% over a baseline model on two business documents dataset. Based on this experimental study, we provide a list of recommendations for researchers and developers for training rehearsal-based incremental classification models for business document streams. Our protocol can be further re-used for other final applications.

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基于演练的文件流增量分类实验研究
这项研究工作提出了一种基于演练的增量学习模型的新协议,该协议利用深度学习,特别是基于转换器的自然语言处理技术,对商业文档流进行分类。在实施基于演练的增量分类模型时,最常提出的模型参数化问题涉及需要保留在内存中的 "旧 "类(在以前的训练迭代中学习过)实例的数量,以及每次迭代中要学习的新类的最佳数量。在本文中,我们提出了一种增量学习协议,即在增量训练迭代中使用转换器模型层之间的权重共享策略来训练增量模型。我们通过深入的实验研究,确定了商业文档流增量分类中各种参数的最佳范围。我们还研究了向模型展示类别的学习顺序的影响,以及类别不平衡对模型性能的影响。结果表明,在所有训练迭代之后,我们的增量训练模型与静态训练模型的性能没有明显差异(尤其是在类不平衡的情况下,首先学习代表性最强的类)。此外,在两个商业文档数据集上,我们提出的方法比基准模型分别提高了 1.55% 和 3.66%。基于这项实验研究,我们为研究人员和开发人员提供了一系列建议,用于训练基于演练的商业文档流增量分类模型。我们的方案还可进一步用于其他最终应用。
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来源期刊
International Journal on Document Analysis and Recognition
International Journal on Document Analysis and Recognition 工程技术-计算机:人工智能
CiteScore
6.20
自引率
4.30%
发文量
30
审稿时长
7.5 months
期刊介绍: The large number of existing documents and the production of a multitude of new ones every year raise important issues in efficient handling, retrieval and storage of these documents and the information which they contain. This has led to the emergence of new research domains dealing with the recognition by computers of the constituent elements of documents - including characters, symbols, text, lines, graphics, images, handwriting, signatures, etc. In addition, these new domains deal with automatic analyses of the overall physical and logical structures of documents, with the ultimate objective of a high-level understanding of their semantic content. We have also seen renewed interest in optical character recognition (OCR) and handwriting recognition during the last decade. Document analysis and recognition are obviously the next stage. Automatic, intelligent processing of documents is at the intersections of many fields of research, especially of computer vision, image analysis, pattern recognition and artificial intelligence, as well as studies on reading, handwriting and linguistics. Although quality document related publications continue to appear in journals dedicated to these domains, the community will benefit from having this journal as a focal point for archival literature dedicated to document analysis and recognition.
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