A semi-automated software model to support AI ethics compliance assessment of an AI system guided by ethical principles of AI

Abstract

Compliance with principles and guidelines for ethical AI has a significant impact on companies engaged in the development of artificial intelligence (AI) systems. Specifically, ethics is a broad concept that continuously evolves over time and across cultural and geographical boundaries. International organisations (IOs), individual states, and private groups, all have an interest in defining the concept of ethics of AI. IOs, as well as regional and national bodies, have issued many decisions on AI ethics. Developing a system that complies with the ethical framework poses a complex challenge for companies, and the consequences of not complying with ethical principles can have severe consequences, making compliance with these requirements a key issue for companies. Furthermore, there is a shortage of technical tools to ensure that such AI systems comply with ethical criteria. The scarcity of ethics compliance checking tools for AI, and the current focus on defining ethical guidelines for AI development, has led us to undertake a proposal consisting in a semi-automated software model to verify the ethical compliance of an AI system’s code. To implement this model, we focus on the following important aspects: (1) a literature review to identify existing ethical compliance systems, (2) a review of principles and guidelines for ethical AI to determine the international and European views regarding AI ethics, and (3) the identification of commonly accepted principles and sub-principles of AI. These elements served to inform (4) our proposal for the design of a semi-automated software for verifying the ethical compliance of AI systems both at design-time (ethics-by-design perspective) and afterwards on the resulting software.