The ALTAI checklist as a tool to assess ethical and legal implications for a trustworthy AI development in education

IF 3.3 3区 社会学 Q1 LAW Computer Law & Security Review Pub Date : 2024-05-18 DOI:10.1016/j.clsr.2024.105986
Andrea Fedele , Clara Punzi , Stefano Tramacere
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Abstract

The rapid proliferation of Artificial Intelligence (AI) applications in various domains of our lives has prompted a need for a shift towards a human-centered and trustworthy approach to AI. In this study we employ the Assessment List for Trustworthy Artificial Intelligence (ALTAI) checklist to evaluate the trustworthiness of Artificial Intelligence for Student Performance Prediction (AI4SPP), an AI-powered system designed to detect students at risk of school failure. We strongly support the ethical and legal development of AI and propose an implementation design where the user can choose to have access to each level of a three-tier outcome bundle: the AI prediction alone, the prediction along with its confidence level, and, lastly, local explanations for each grade prediction together with the previous two information. AI4SPP aims to raise awareness among educators and students regarding the factors contributing to low school performance, thereby facilitating the implementation of interventions not only to help students, but also to address biases within the school community. However, we also emphasize the ethical and legal concerns that could arise from a misuse of the AI4SPP tool. First of all, the collection and analysis of data, which is essential for the development of AI models, may lead to breaches of privacy, thus causing particularly adverse consequences in the case of vulnerable individuals. Furthermore, the system’s predictions may be influenced by unacceptable discrimination based on gender, ethnicity, or socio-economic background, leading to unfair actions. The ALTAI checklist serves as a valuable self-assessment tool during the design phase of AI systems, by means of which commonly overlooked weaknesses can be highlighted and addressed. In addition, the same checklist plays a crucial role throughout the AI system life cycle. Continuous monitoring of sensitive features within the dataset, alongside survey assessments to gauge users’ responses to the systems, is essential for gathering insights and intervening accordingly. We argue that adopting a critical approach to AI development is essential for societal progress, believing that it can evolve and accelerate over time without impeding openness to new technologies. By aligning with ethical principles and legal requirements, AI systems can make significant contributions to education while mitigating potential risks and ensuring a fair and inclusive learning environment.

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将 ALTAI 清单作为评估人工智能在教育领域可靠发展的伦理和法律影响的工具
人工智能(AI)应用在我们生活的各个领域迅速扩散,促使我们需要转向以人为本、值得信赖的人工智能方法。在这项研究中,我们采用了 "可信人工智能评估清单"(ALTAI)来评估 "学生成绩预测人工智能"(AI4SPP)的可信度,这是一个由人工智能驱动的系统,旨在检测有学业失败风险的学生。我们大力支持人工智能在道德和法律方面的发展,并提出了一种实施设计,即用户可以选择访问三级结果捆绑的每一级:单独的人工智能预测、预测及其置信度,最后是每个成绩预测的本地解释以及前两个信息。AI4SPP 旨在提高教育工作者和学生对导致学习成绩低下的因素的认识,从而促进干预措施的实施,不仅帮助学生,而且解决学校社区内的偏见。不过,我们也要强调滥用 AI4SPP 工具可能引发的道德和法律问题。首先,数据的收集和分析对人工智能模型的开发至关重要,但可能会导致侵犯隐私,从而对弱势个人造成特别不利的后果。此外,系统的预测可能会受到基于性别、种族或社会经济背景的不可接受的歧视的影响,从而导致不公平的行动。在人工智能系统的设计阶段,ALTAI 核对表可作为一种宝贵的自我评估工具,通过它可以突出和解决通常被忽视的弱点。此外,在人工智能系统的整个生命周期中,该清单也发挥着至关重要的作用。对数据集中的敏感特征进行持续监控,同时开展调查评估以了解用户对系统的反应,这对于收集洞察力和进行相应干预至关重要。我们认为,对人工智能的发展采取批判性的方法对社会进步至关重要,我们相信它可以随着时间的推移不断发展和加速,而不会阻碍对新技术的开放。通过与道德原则和法律要求保持一致,人工智能系统可以为教育做出重大贡献,同时降低潜在风险,确保公平、包容的学习环境。
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来源期刊
CiteScore
5.60
自引率
10.30%
发文量
81
审稿时长
67 days
期刊介绍: CLSR publishes refereed academic and practitioner papers on topics such as Web 2.0, IT security, Identity management, ID cards, RFID, interference with privacy, Internet law, telecoms regulation, online broadcasting, intellectual property, software law, e-commerce, outsourcing, data protection, EU policy, freedom of information, computer security and many other topics. In addition it provides a regular update on European Union developments, national news from more than 20 jurisdictions in both Europe and the Pacific Rim. It is looking for papers within the subject area that display good quality legal analysis and new lines of legal thought or policy development that go beyond mere description of the subject area, however accurate that may be.
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