Predicting Pathological Characteristics of HER2-Positive Breast Cancer from Ultrasound Images: a Deep Ensemble Approach.

Zhi-Hui Chen, Hai-Ling Zha, Qing Yao, Wen-Bo Zhang, Guang-Quan Zhou, Cui-Ying Li
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Abstract

The objective is to evaluate the feasibility of utilizing ultrasound images in identifying critical prognostic biomarkers for HER2-positive breast cancer (HER2 + BC). This study enrolled 512 female patients diagnosed with HER2-positive breast cancer through pathological validation at our institution from January 2016 to December 2021. Five distinct deep convolutional neural networks (DCNNs) and a deep ensemble (DE) approach were trained to classify axillary lymph node involvement (ALNM), lymphovascular invasion (LVI), and histological grade (HG). The efficacy of the models was evaluated based on accuracy, sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV), receiver operating characteristic (ROC) curves, areas under the ROC curve (AUCs), and heat maps. DeLong test was applied to compare differences in AUC among different models. The deep ensemble approach, as the most effective model, demonstrated AUCs and accuracy of 0.869 (95% CI: 0.802-0.936) and 69.7% in LVI, 0.973 (95% CI: 0.949-0.998) and 73.8% in HG, thus providing superior classification performance in the context of imbalanced data (p < 0.05 by the DeLong test). On ALNM, AUC and accuracy were 0.780 (95% CI: 0.688-0.873) and 77.5%, which were comparable to other single models. The pretreatment US-based DE model could hold promise as a clinical guidance for predicting pathological characteristics of patients with HER2-positive breast cancer, thereby providing benefit of facilitating timely adjustments in treatment strategies.

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从超声图像预测 HER2 阳性乳腺癌的病理特征:一种深度集合方法
目的是评估利用超声图像确定 HER2 阳性乳腺癌(HER2 + BC)关键预后生物标志物的可行性。本研究在2016年1月至2021年12月期间,在我院招募了512名通过病理验证确诊为HER2阳性乳腺癌的女性患者。我们训练了五个不同的深度卷积神经网络(DCNN)和一个深度集合(DE)方法来对腋窝淋巴结受累(ALNM)、淋巴管侵犯(LVI)和组织学分级(HG)进行分类。根据准确性、灵敏度、特异性、阳性预测值(PPV)、阴性预测值(NPV)、接收者操作特征曲线(ROC)、ROC 曲线下面积(AUC)和热图对模型的功效进行了评估。DeLong 检验用于比较不同模型之间 AUC 的差异。作为最有效的模型,深度集合方法在 LVI 中的 AUCs 和准确率分别为 0.869(95% CI:0.802-0.936)和 69.7%,在 HG 中分别为 0.973(95% CI:0.949-0.998)和 73.8%,因此在不平衡数据的情况下提供了更优越的分类性能(p<0.05)。
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