A Review of Safe Reinforcement Learning: Methods, Theories, and Applications

Shangding Gu;Long Yang;Yali Du;Guang Chen;Florian Walter;Jun Wang;Alois Knoll
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Abstract

Reinforcement Learning (RL) has achieved tremendous success in many complex decision-making tasks. However, safety concerns are raised during deploying RL in real-world applications, leading to a growing demand for safe RL algorithms, such as in autonomous driving and robotics scenarios. While safe control has a long history, the study of safe RL algorithms is still in the early stages. To establish a good foundation for future safe RL research, in this paper, we provide a review of safe RL from the perspectives of methods, theories, and applications. First, we review the progress of safe RL from five dimensions and come up with five crucial problems for safe RL being deployed in real-world applications, coined as “2H3W” . Second, we analyze the algorithm and theory progress from the perspectives of answering the “2H3W” problems. Particularly, the sample complexity of safe RL algorithms is reviewed and discussed, followed by an introduction to the applications and benchmarks of safe RL algorithms. Finally, we open the discussion of the challenging problems in safe RL, hoping to inspire future research on this thread. To advance the study of safe RL algorithms, we release an open-sourced repository containing major safe RL algorithms at the link.
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安全强化学习回顾:方法、理论和应用
强化学习(RL)在许多复杂的决策任务中取得了巨大成功。然而,在实际应用中部署 RL 时,人们对安全问题提出了担忧,导致对安全 RL 算法的需求日益增长,例如在自动驾驶和机器人应用场景中。虽然安全控制由来已久,但安全 RL 算法的研究仍处于早期阶段。为了给未来的安全 RL 研究打下良好的基础,本文将从方法、理论和应用的角度对安全 RL 进行综述。首先,我们从五个维度回顾了安全 RL 的研究进展,并提出了安全 RL 在实际应用中的五个关键问题,即 "2H3W"。其次,我们从回答 "2H3W "问题的角度分析了算法和理论的进展。特别是回顾和讨论了安全 RL 算法的样本复杂度,随后介绍了安全 RL 算法的应用和基准。最后,我们就安全 RL 中具有挑战性的问题展开讨论,希望能对未来的研究有所启发。为了推动安全 RL 算法的研究,我们发布了一个包含主要安全 RL 算法的开源资源库,链接如下。
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