Strong anharmonicity dictates ultralow thermal conductivities of type-I clathrates

Dipti Jasrasaria, Timothy C. Berkelbach
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Abstract

Type-I clathrate solids have attracted significant interest due to their ultralow thermal conductivities and subsequent promise for thermoelectric applications, yet the mechanisms underlying these properties are not well understood. Here, we extend the framework of vibrational dynamical mean-field theory (VDMFT) to calculate temperature-dependent thermal transport properties of $X_8$Ga$_{16}$Ge$_{30}$, where $X=$ Ba, Sr, using a many-body Green's function approach. We find that nonresonant scattering between cage acoustic modes and rattling modes leads to a reduction of acoustic phonon lifetimes and thus thermal conductivities. Moreover, we find that the moderate temperature dependence of conductivities above 300 K, which is consistent with experimental measurements, cannot be reproduced by standard perturbation theory calculations, which predict a $T^{-1}$ dependence. Therefore, we conclude that nonperturbative anharmonic effects, including four- and higher-phonon scattering processes, are responsible for the ultralow thermal conductivities of type-I clathrates.
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强非谐波性决定了 I 型凝块的超低导热率
I 型云母状固体因其极低的热导率和热电应用前景而备受关注,然而这些特性的内在机理却不甚明了。在此,我们扩展了振动动力学均场理论(VDMFT)的框架,利用多体格林函数方法计算了 $X_8$Ga$_{16}$Ge$_{30}$ 随温度变化的热传输特性,其中 $X=$ Ba、Sr。我们发现,笼声波模式和响声模式之间的非共振散射导致声波声子寿命和热导率的降低。此外,我们还发现电导率在 300 K 以上的适度温度依赖性与实验测量结果一致,而标准的扰动理论计算却无法再现这种依赖性,因为标准的扰动理论预测电导率与 T^{-1}$ 有关。因此,我们得出结论:非扰动非谐波效应,包括四次和更高的声子散射过程,是造成 I 型氯化物超低热导率的原因。
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