A reassessment of the "hard-steps" model for the evolution of intelligent life

Daniel B. Mills, Jennifer L. Macalady, Adam Frank, Jason T. Wright
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Abstract

According to the "hard-steps" model, the origin of humanity required "successful passage through a number of intermediate steps" (so-called "hard" or "critical" steps) that were intrinsically improbable with respect to the total time available for biological evolution on Earth. This model similarly predicts that technological life analogous to human life on Earth is "exceedingly rare" in the universe. Here, we critically reevaluate the core assumptions of the hard-steps model in light of recent advances in the Earth and life sciences. Specifically, we advance a potential alternative model where there are no hard steps, and evolutionary novelties (or singularities) required for human origins can be explained via mechanisms outside of intrinsic improbability. Furthermore, if Earth's surface environment was initially inhospitable not only to human life, but also to certain key intermediate steps in human evolution (e.g., the origin of eukaryotic cells, multicellular animals), then the "delay" in the appearance of humans can be best explained through the sequential opening of new global environmental windows of habitability over Earth history, with humanity arising relatively quickly once the right conditions were established. In this co-evolutionary (or geobiological) scenario, humans did not evolve "early" or "late" with respect to the total lifespan of the biosphere, but "on time."
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重新评估智能生命进化的 "硬步进 "模式
根据 "艰难步骤 "模型,人类的起源需要 "成功地通过一些中间步骤"(所谓的 "艰难 "或 "关键 "步骤),而这些步骤相对于地球上生物进化的总时间而言,本质上是不可能的。该模型同样预测,与地球上人类生命类似的科技生命在宇宙中 "极为罕见"。在这里,我们根据地球和生命科学的最新进展,对 "硬步进 "模型的核心假设进行了批判性的重新评估。具体地说,我们提出了一个潜在的替代模型,即不存在 "硬台阶",人类起源所需的进化新奇性(或奇异性)可以通过内在可能性之外的机制来解释。此外,如果地球表面环境最初不仅不适合人类生存,而且也不适合人类进化的某些关键中间步骤(如真核细胞、多细胞动物的起源),那么人类出现的 "延迟 "就可以通过地球历史上新的全球宜居环境窗口的相继开放得到最好的解释,一旦合适的条件确立,人类就会相对迅速地出现。在这种共同进化(或地球生物学)的设想中,人类的进化相对于生物圈的总寿命而言不是 "早 "或 "晚",而是 "准时"。
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