An offline-to-online reinforcement learning approach based on multi-action evaluation with policy extension

IF 3.4 2区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Applied Intelligence Pub Date : 2024-09-11 DOI:10.1007/s10489-024-05806-2
Xuebo Cheng, Xiaohui Huang, Zhichao Huang, Nan Jiang
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Abstract

Offline Reinforcement Learning (Offline RL) is able to learn from pre-collected offline data without real-time interaction with the environment by policy regularization via distributional constraints or support set constraints. However, since the policy learned from offline data under the constrains of support set is usually similar to the behavioral policy due to the overly conservative constraints, offline RL confronts challenges in active behavioral exploration. Moreover, without online interaction, policy evaluation becomes prone to inaccuracy, and the learned policy may lack robustness in the presence of sub-optimal state-action pairs or noise in a dataset. In this paper, we propose an Offline-to-Online Reinforcement Learning Approach based on Multi-action Evaluation with Policy Extension(MAERL) for improving the ability of the policy exploration and the effective value evaluation of state-action in offline RL. In MAERL, we develop four modules: (1) in the policy extension module, we design a policy extension method, which uses the online policy to extend the offline policy; (2) in the multi-action evaluation module, we present an adaptive manner to merge the offline and online policies to generate an action of the agent; (3) in the action-oriented module, we learn the action trajectories of the agent from the dataset, mitigating the issue of actions deviating excessively during environmental exploration; (4) to maintain the consistency in the agent’s actions, we propose an action temporally-aligned representation learning method to maintain the trend of actions of agents. This approach ensures that the agent’s actions align with the learned trajectories, preventing significant deviations during exploration. Extensive experiments are conducted on 15 scenarios of the D4RL/mujoco environment. Results demonstrate that our proposed methods achieve the best performance in 12 scenarios and the second-best performance in 3 scenarios compared to state-of-the-art methods. The project’s code can be found at https://github.com/FrankGod111/Policy-Expansion.git

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基于政策扩展的多行动评估的离线到在线强化学习方法
离线强化学习(Offline Reinforcement Learning,简称 Offline RL)能够通过分布约束或支持集约束进行策略正则化,从而从预先收集的离线数据中学习,而无需与环境进行实时交互。然而,由于过于保守的约束条件,在支持集约束下从离线数据中学习到的策略通常与行为策略相似,因此离线 RL 在主动行为探索方面面临挑战。此外,如果没有在线交互,策略评估就很容易变得不准确,而且在数据集中存在次优状态-行动对或噪声的情况下,学习到的策略可能缺乏鲁棒性。在本文中,我们提出了一种基于多行为评估与策略扩展(MAERL)的离线到在线强化学习方法,以提高离线 RL 中的策略探索能力和状态-行为的有效值评估。在 MAERL 中,我们开发了四个模块:(1) 在策略扩展模块中,我们设计了一种策略扩展方法,利用在线策略来扩展离线策略;(2) 在多行动评估模块中,我们提出了一种自适应方式来合并离线策略和在线策略,从而生成代理的行动;(3) 在行动导向模块中,我们从数据集中学习代理的行动轨迹,缓解了环境探索过程中行动偏差过大的问题;(4) 为了保持代理行动的一致性,我们提出了一种行动时间对齐表征学习方法,以保持代理行动的趋势。这种方法可确保代理的行动与学习到的轨迹保持一致,防止在探索过程中出现重大偏差。我们在 D4RL/mujoco 环境的 15 个场景中进行了广泛的实验。结果表明,与最先进的方法相比,我们提出的方法在 12 个场景中取得了最佳性能,在 3 个场景中取得了次佳性能。项目代码见 https://github.com/FrankGod111/Policy-Expansion.git
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来源期刊
Applied Intelligence
Applied Intelligence 工程技术-计算机:人工智能
CiteScore
6.60
自引率
20.80%
发文量
1361
审稿时长
5.9 months
期刊介绍: With a focus on research in artificial intelligence and neural networks, this journal addresses issues involving solutions of real-life manufacturing, defense, management, government and industrial problems which are too complex to be solved through conventional approaches and require the simulation of intelligent thought processes, heuristics, applications of knowledge, and distributed and parallel processing. The integration of these multiple approaches in solving complex problems is of particular importance. The journal presents new and original research and technological developments, addressing real and complex issues applicable to difficult problems. It provides a medium for exchanging scientific research and technological achievements accomplished by the international community.
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