Assessing systematic weaknesses of DNNs using counterfactuals

Sujan Sai Gannamaneni, Michael Mock, Maram Akila
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Abstract

With the advancement of DNNs into safety-critical applications, testing approaches for such models have gained more attention. A current direction is the search for and identification of systematic weaknesses that put safety assumptions based on average performance values at risk. Such weaknesses can take on the form of (semantically coherent) subsets or areas in the input space where a DNN performs systematically worse than its expected average. However, it is non-trivial to attribute the reason for such observed low performances to the specific semantic features that describe the subset. For instance, inhomogeneities within the data w.r.t. other (non-considered) attributes might distort results. However, taking into account all (available) attributes and their interaction is often computationally highly expensive. Inspired by counterfactual explanations, we propose an effective and computationally cheap algorithm to validate the semantic attribution of existing subsets, i.e., to check whether the identified attribute is likely to have caused the degraded performance. We demonstrate this approach on an example from the autonomous driving domain using highly annotated simulated data, where we show for a semantic segmentation model that (i) performance differences among the different pedestrian assets exist, but (ii) only in some cases is the asset type itself the reason for this reduction in the performance.

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利用反事实评估 DNN 的系统性弱点
随着 DNN 在安全关键型应用中的发展,此类模型的测试方法得到了更多关注。目前的一个方向是寻找和识别系统性弱点,这些弱点会使基于平均性能值的安全假设面临风险。这种弱点的形式可以是输入空间中(语义一致的)子集或区域,在这些子集或区域中,DNN 的性能系统性地低于其预期平均值。然而,要将观察到的这种低性能的原因归结于描述该子集的特定语义特征,并非易事。例如,数据中其他(未考虑的)属性的不均匀性可能会扭曲结果。然而,考虑所有(可用的)属性及其交互通常在计算上非常昂贵。在反事实解释的启发下,我们提出了一种有效且计算成本低廉的算法来验证现有子集的语义归属,即检查已识别的属性是否可能导致性能下降。我们利用高度注释的模拟数据,在自动驾驶领域的一个例子中演示了这种方法,我们通过语义分割模型表明:(i) 不同行人资产之间存在性能差异,但 (ii) 只有在某些情况下,资产类型本身才是性能下降的原因。
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