Basis is also explanation: Interpretable Legal Judgment Reasoning prompted by multi-source knowledge

IF 7.4 1区 管理学 Q1 COMPUTER SCIENCE, INFORMATION SYSTEMS Information Processing & Management Pub Date : 2024-11-29 DOI:10.1016/j.ipm.2024.103996
Shangyuan Li , Shiman Zhao , Zhuoran Zhang , Zihao Fang , Wei Chen , Tengjiao Wang
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Abstract

The task of Legal Judgment Prediction (LJP) aims to forecast case outcomes by analyzing fact descriptions, playing a pivotal role in enhancing judicial system efficiency and fairness. Existing LJP methods primarily focus on improving representations of fact descriptions to enhance judgment performance. However, these methods typically depend on the superficial case information and neglect the underlying legal basis, resulting in a lack of in-depth reasoning and interpretability in the judgment process of long-tail or confusing cases. Recognizing that the basis for judgments in real-world legal contexts encompasses both factual logic and related legal knowledge, we introduce the interpretable legal judgment reasoning framework with multi-source knowledge prompted. The essence of this framework is to transform the implicit factual logic of cases and external legal knowledge into explicit basis for judgment, aiming to enhance not only the accuracy of judgment predictions but also the interpretability of the reasoning process. Specifically, we design a chain prompt reasoning module that guides a large language model to elucidate factual logic basis through incremental reasoning, aligning the model prior knowledge with task-oriented knowledge in the process. To match the above fact-based information with legal knowledge basis, we propose a contrastive knowledge fusing module to inject external statutes knowledge into the fact description embedding. It pushes away the distance of similar knowledge in the semantic space during the encoding of external knowledge base without manual annotation, thus improving the judgment prediction performance of long-tail and confusing cases. Experimental results on two real datasets indicate that our framework significantly outperforms existing LJP baseline methods in accuracy and interpretability, achieving new state-of-the-art performance. In addition, tests on specially constructed long-tail and confusing case datasets demonstrate that the proposed framework possesses improved generalization abilities for predicting these complex cases.
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依据也是解释:多源知识提示下的可解释性法律判决推理
法律判决预测的任务是通过分析事实描述来预测案件结果,在提高司法系统效率和公正方面发挥着关键作用。现有的LJP方法主要侧重于改进事实描述的表示,以提高判断性能。然而,这些方法往往依赖于表面的案件信息,忽视了潜在的法律依据,导致在长尾案件或混淆案件的判决过程中缺乏深入的推理和可解释性。认识到现实世界法律环境中判决的基础既包括事实逻辑和相关法律知识,我们引入了多源知识提示的可解释法律判决推理框架。这一框架的实质是将案件的隐性事实逻辑和外部法律知识转化为明确的判断依据,旨在提高判断预测的准确性和推理过程的可解释性。具体而言,我们设计了一个链式提示推理模块,引导一个大型语言模型通过增量推理来阐明事实逻辑基础,并在此过程中将模型先验知识与任务导向知识对齐。为了将上述事实信息与法律知识基础相匹配,我们提出了一个对比知识融合模块,将外部法规知识注入事实描述嵌入中。在外部知识库编码过程中,不需要人工标注,将语义空间中相似知识的距离推远,从而提高了长尾和混淆案例的判断预测性能。在两个真实数据集上的实验结果表明,我们的框架在准确性和可解释性方面明显优于现有的LJP基线方法,实现了新的最先进的性能。此外,对特殊构建的长尾和混淆案例数据集的测试表明,该框架在预测这些复杂案例方面具有更好的泛化能力。
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来源期刊
Information Processing & Management
Information Processing & Management 工程技术-计算机:信息系统
CiteScore
17.00
自引率
11.60%
发文量
276
审稿时长
39 days
期刊介绍: Information Processing and Management is dedicated to publishing cutting-edge original research at the convergence of computing and information science. Our scope encompasses theory, methods, and applications across various domains, including advertising, business, health, information science, information technology marketing, and social computing. We aim to cater to the interests of both primary researchers and practitioners by offering an effective platform for the timely dissemination of advanced and topical issues in this interdisciplinary field. The journal places particular emphasis on original research articles, research survey articles, research method articles, and articles addressing critical applications of research. Join us in advancing knowledge and innovation at the intersection of computing and information science.
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